Scott M. Miller
Professional summary
Scott Macdonald Miller, who also goes by Scott Macdonald Miller, is a registered financial professional currently at INVESTMENT DISTRIBUTORS, INC. located in Covington, Kentucky.
Scott is registered as a RR (Registered Representative) and started their career in finance in 1989. Scott has worked at 9 firms and has passed the Series 63, Series 65, Series 6TO, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott Macdonald Miller's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 15, 2024 - Present
INVESTMENT DISTRIBUTORS, INC.
Office #1: 50 E Rivercenter Blvd Suite 1600, Covington, KY 41011April 18, 2022 - November 15, 2024
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
June 5, 2015 - April 11, 2022
P.J. ROBB VARIABLE, LLC
May 20, 2013 - December 18, 2014
CITIGROUP GLOBAL MARKETS INC.
March 25, 2004 - June 5, 2009
MSI FINANCIAL SERVICES, INC.
January 12, 2004 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
January 12, 2004 - June 5, 2009
MSI FINANCIAL SERVICES, INC.
October 9, 2003 - December 19, 2003
VERAVEST INVESTMENT ADVISORS, INC.
April 15, 2003 - December 19, 2003
VERAVEST INVESTMENTS, INC.
September 13, 1989 - April 9, 2003
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/5/2024)
(11/15/2024)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
INVESTMENT DISTRIBUTORS, INC.
CRD#: 35490 / SEC#: , 8-46802
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT COMPANY | |
| CARLSON, MARTHA L | DESIGNATED RESPONSIBLE LICENSED PRODUCER | 2731502 |
| COFFMAN, BENJAMIN PAUL | CHIEF FINANCIAL OFFICER | 6738662 |
| COLLAZO, KIMBERLY | ASSISTANT SECRETARY | 8075061 |
| CREUTZMANN, SCOTT EMIL | DIRECTOR | 5351383 |
| LANE, JAMIE LAURA | DIRECTOR | 5779720 |
| LEE, FELICIA MALLOCH | SECRETARY | 7498538 |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
| MORSCH, LETITIA A | DIRECTOR & ASSISTANT SECRETARY | 5133531 |
| TENNENT, RAYBURN EDWARD | SR ANALYST FINANCIAL REPORTING | 6245099 |
| WAGNER, JAMES CARL JR | PRESIDENT & DIRECTOR | 4261922 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
INVESTMENT DISTRIBUTORS, INC.
CRD#: 35490Covington, KY 41011TRUST BUT VERIFY
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