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Jerome Dale Ament

CRD# 1982055·Registered 1989 - 2015
Previously Registered: Being a previously registered professional could mean that Jerome is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jerome Dale Ament, who also goes by Jerry Ament, was a registered financial advisor. Jerome was a previously registered financial professional and started their career in finance 1989 - 2015. Jerome had worked at 10 firms and has passed the Series 63, Series 56 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jerry Ament

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

QUASAR TRADING, LLC·CRD# 151974
BD
San Juan, PR
August 20, 2015 - December 1, 2015
QUASAR TRADING, LLC·CRD# 151974
BD
San Juan, PR
June 11, 2013 - August 6, 2014
LEGEND TRADING, LLC·CRD# 150567
BD
New York, NY
May 25, 2011 - February 1, 2013
STATE FARM VP MANAGEMENT CORP.·CRD# 43036
BD
Bloomington, IL
August 1, 2003 - September 9, 2003
EDWARD JONES·CRD# 250
BD
St. Louis, MO
August 5, 2002 - June 11, 2003
FEDERATED SECURITIES CORP.·CRD# 5009
BD
Pittsburgh, PA
February 19, 1998 - August 22, 2002
CAPITAL CLIENT GROUP, INC.·CRD# 6247
BD
Los Angeles, CA
January 30, 1995 - December 23, 1997
CITICORP INVESTMENT SERVICES·CRD# 23988
BD
Long Island City, NY
January 23, 1992 - January 27, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
July 5, 1991 - January 2, 1992
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
November 22, 1989 - May 2, 1990
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
November 22, 1989 - May 2, 1990

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Current Firm

QT
QUASAR TRADING, LLC

BEAR TRADING, LLC | QUASAR TRADING, LLC

CRD#: 151974 / SEC#: 8-68416
BD
Terminated by SEC on 11/27/2017

Contact Information

Established

Delaware since 07/13/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BALASIS, ELIASMANAGING MEMBER5778292
SHALEV, ASSAFMANAGING MEMBER/CCO4538085
FULVIO, GENNARO JOHNFINOP2435828

Disclosures

Regulatory Event

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1989About the Series 63 exam

Series 56 — Proprietary Trader Qualification Examination

Passed Jan 2012

Series 7 — General Securities Representative Examination

Passed Nov 1989About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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