Richard S. Farden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Scott Farden, who also goes by Scott Farden, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1992. Richard had worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 10, 2017 - April 2, 2018
BLUE SAND SECURITIES LLC
March 27, 2003 - July 20, 2004
STATE STREET RESEARCH INVESTMENT SERVICES, INC.
March 25, 2002 - October 23, 2002
FIDELITY DISTRIBUTORS COMPANY LLC
February 3, 1996 - October 5, 1999
MORGAN STANLEY & CO. LLC
November 19, 1993 - January 5, 1996
GOLDMAN SACHS & CO. LLC
January 31, 1992 - December 3, 1993
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BLUE SAND SECURITIES LLC
CRD#: 142976 / SEC#: , 8-67514
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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