Jeffrey J. Oprondek
Professional summary
Jeffrey Joseph Oprondek, who also goes by Oprondek, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Homer Glen, Illinois.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Jeffrey has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Joseph Oprondek's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Joseph Oprondek's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 13, 2026 - Present
OSAIC WEALTH, INC.
February 13, 2026 - Present
OSAIC WEALTH, INC.
March 1, 2005 - February 26, 2026
STIFEL INDEPENDENT ADVISORS, LLC
March 1, 2005 - February 26, 2026
STIFEL INDEPENDENT ADVISORS, LLC
May 28, 2003 - March 1, 2005
STIFEL, NICOLAUS & COMPANY, INCORPORATED
July 12, 1999 - March 1, 2005
STIFEL, NICOLAUS & COMPANY, INCORPORATED
October 4, 1996 - July 12, 1999
WELLS FARGO CLEARING SERVICES, LLC
September 1, 1994 - October 28, 1996
PRINCIPAL FINANCIAL SECURITIES,INC.
June 5, 1991 - September 1, 1994
HAMILTON INVESTMENTS, INC.
December 17, 1990 - June 14, 1991
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/13/2026)
(2/13/2026)
(2/13/2026)
(2/13/2026)
(3/2/2026)
(2/13/2026)
(2/13/2026)
(2/13/2026)
(3/4/2026)
(2/13/2026)
Exams
FINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.