Ronald G. Lonergan
Professional summary
Ronald Gerard Lonergan JR, who also goes by Ronald Lonergan, is a registered financial professional currently at BBVA SECURITIES INC. located in New York, New York.
Ronald is registered as a RR (Registered Representative) and started their career in finance in 1989. Ronald has worked at 12 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ronald Gerard Lonergan JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 15, 2013 - Present
BBVA SECURITIES INC.
Office #1: 375 9th Avenue 9th Floor, New York, NY 10001Office #2: 375 9th Avenue 9th Floor, New York, NY, 10001January 2, 2013 - October 18, 2013
BB&T SECURITIES, LLC
March 6, 2012 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
December 3, 2010 - January 3, 2012
MIZUHO SECURITIES USA LLC
October 19, 2009 - October 22, 2010
BTIG, LLC
May 11, 2009 - October 6, 2009
UTENDAHL CAPITAL PARTNERS, L.P.
May 11, 2009 - October 6, 2009
UTENDAHL CAPITAL GROUP, LLC
March 14, 2002 - May 5, 2009
DEUTSCHE BANK SECURITIES INC.
December 19, 2000 - April 24, 2002
MERRILL LYNCH PROFESSIONAL CLEARING CORP.
June 17, 1993 - February 26, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 17, 1993 - February 26, 2002
MERRILL LYNCH GOVERNMENT SECURITIES INC.
August 15, 1989 - September 7, 1990
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
BBVA SECURITIES INC.
CRD#: 27060 / SEC#: , 8-42857
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BBVA USD INVESTMENTS, S.A. | OWNER | |
| ALARCON GONZALEZ, LUIS FRANCISCO | DIRECTOR | 7560286 |
| CANGCUESTA, KRISTINE FAITH | US HEAD OF BSA/AML | 8096305 |
| GIL HERNANDEZ, REGINA | DIRECTOR | 5774494 |
| JENSEN, PETER EGELUND | DIRECTOR, CEO & MANAGING DIRECTOR, INSTITUTIONAL; CHAIRMAN OF THE BOARD | 2596069 |
| MOSCARA, STEPHEN MICHAEL | DIRECTOR, EXECUTIVE VICE PRESIDENT AND FINOP | 4564002 |
| MURPHY, COLIN A | OPERATIONS PRINCIPAL INSTITUTIONAL | 4274816 |
| NEEL, DAVID SULLIVAN JR | CO-CCO, SENIOR VICE PRESIDENT, DIRECTOR OF RETAIL COMPLIANCE | 1884109 |
| RAGHAVAN, PRIYA | DIRECTOR | 6485341 |
| SCHUBERT, PHILIP MICHAEL | DIRECTOR | 5285568 |
| SOHN, DONG B | CHIEF FINANCIAL OFFICER | 5115452 |
| SPINELLI, JOSEPH CHARLES | CO-CCO, VICE PRESIDENT, HEAD OF INSTITUTIONAL COMPLIANCE | 2436743 |
| SWAMMY, SARAH ALEXANDRA | DIRECTOR | 4010520 |
Disclosures
| Regulatory Event | 10 |
Red Flags
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