Jonathan P. Henschen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Paul Henschen, who also goes by Jon Henschen, was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 1989. Jonathan had worked at 18 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2020 - July 7, 2023
TRUSTMONT FINANCIAL GROUP, INC.
January 23, 2018 - June 2, 2020
KMS FINANCIAL SERVICES, INC.
January 5, 2012 - December 31, 2017
CFD INVESTMENTS, INC.
January 28, 2009 - December 5, 2011
DEWAAY FINANCIAL NETWORK, LLC
June 3, 2004 - December 31, 2008
WORKMAN SECURITIES CORPORATION
February 18, 2004 - May 28, 2004
J.P. TURNER & COMPANY, L.L.C.
March 19, 2002 - September 23, 2003
PAN-AMERICAN FINANCIAL ADVISERS
December 22, 1999 - March 8, 2002
WALNUT STREET SECURITIES, INC.
December 16, 1998 - December 21, 1999
NATIONAL PLANNING CORPORATION
September 5, 1997 - December 31, 1998
WOODBURY FINANCIAL SERVICES, INC.
July 11, 1997 - August 25, 1997
VOYA FINANCIAL ADVISORS, INC.
March 12, 1996 - August 1, 1997
WOODBURY FINANCIAL SERVICES, INC.
July 19, 1995 - February 5, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 3, 1993 - June 21, 1995
PRUDENTIAL EQUITY GROUP, LLC
November 4, 1992 - February 5, 1993
CALIFORNIA ONE INVESTMENTS
February 25, 1992 - December 3, 1992
ADVANTAGE CAPITAL CORPORATION
December 9, 1991 - January 21, 1992
M.L. STERN & CO., LLC.
February 5, 1990 - November 15, 1991
METLIFE INVESTORS DISTRIBUTION COMPANY
November 22, 1989 - December 21, 1989
J. W. GANT & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUSTMONT FINANCIAL GROUP, INC.
CRD#: 18312 / SEC#: , 8-36439
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DOCHINEZ, LACEY M | OWNER | 5809867 |
| DOCHINEZ, PETER DANIEL | OWNER | 6314091 |
| ABBOTT DECAROLIS, LAURA JEAN | OWNER/REGISTERED REPRESENTATIVE | 1523919 |
| DOCHINEZ, CLAUDIA ANN | OWNER | |
| DOCHINEZ, PETER DANIEL | OWNER | 1062112 |
| GIONTA, PAUL V | OWNER | |
| HEBERT, GEORGE PHILLIP | OWNER | 2309032 |
| HLADEK, ANTHONY CHARLES | PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATION OFFICER | 2700432 |
| PETRUCCI, MARY LOUISE | OWNER/REGISTERED REPRESENTATIVE | 2980671 |
| AULT, JAMES DANIEL | OWNER | 1439447 |
| BARZAK, DONALD JOHN | OWNER | 1856590 |
| HIXENBAUGH, MARY LYNNE | CHIEF COMPLIANCE OFFICER | 5623080 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
