Edward Bernardi

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CRD#: 19817

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Edward Bernardi was a registered financial advisor .

Edward is a previously registered financial advisor and started their career in finance in 1961. Edward had worked at 3 firms and has passed the Series 1 exam.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 24, 2000 - January 18, 2008

BERNARDI ASSET MANAGEMENT, LLC

RIA

CRD#: 120110

CHICAGO, IL

Past

November 30, 1984 - January 18, 2008

BERNARDI SECURITIES, INC.

CRD#: 15834

CHICAGO, IL

Past

December 6, 1961 - October 4, 1984

COLUMBIAN SECURITIES, INC.

CRD#: 1499

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BERNARDI ASSET MANAGEMENT, LLC

CRD#: 120110 / SEC#: 801-68608

RIA

Registered Investment Advisory firm - (1/2/2008 Approved)

Florida

Registered Investment Advisory firm - (1/14/2008 Terminated)

Illinois

Registered Investment Advisory firm - (1/2/2008 Terminated)

Wisconsin

Registered Investment Advisory firm - (1/8/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 1

Date: 11/27/1957

Registered Representative Examination

Current Firm

BERNARDI ASSET MANAGEMENT, LLC

CRD#: 120110 / SEC#: 801-68608

RIA

Registered Investment Advisory firm - (1/2/2008 Approved)

Florida

Registered Investment Advisory firm - (1/14/2008 Terminated)

Illinois

Registered Investment Advisory firm - (1/2/2008 Terminated)

Wisconsin

Registered Investment Advisory firm - (1/8/2008 Terminated)

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Contact information

Main Address

423 Central Avenue, Northfield, IL 60093

Mailing Address

Phone number

(312) 281-2021

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BAM FORM ADV PART 2 (11/19/2025)

Regulatory assets under management

Total Number of Accounts	146
AUM (Assets Under Management)	$ 330,996,086

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Edward Bernardi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BERNARDI ASSET MANAGEMENT, LLC

BERNARDI SECURITIES, INC.

COLUMBIAN SECURITIES, INC.

Primary Firm SEC Registration

BERNARDI ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 1

Date: 11/27/1957

Current Firm

BERNARDI ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BERNARDI ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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