Thomas Haskell Maccowatt
Professional Summary
Thomas Haskell Maccowatt, who also goes by Tom Maccowatt, is a registered financial advisor currently at WILLIAMS JONES WEALTH MANAGEMENT, LLC located in Palm Beach, Florida. Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Thomas has worked at 3 firms and has passed the Series 65 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Tom Maccowatt
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
36 years in the financial services industry
Current & Past Employments
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Current Firm

WILLIAMS JONES WEALTH MANAGEMENT, LLC
Contact Information
Main Address
717 Fifth Avenue 11th Floor, New York, NY 10022Phone Number
(212) 935-8750# of Employees
52SEC notice filing (45 States and Territories)
Registered to provide investment advisory services in 45 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
4,788AUM (Assets Under Management)
$12,474,548,126Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/18/2025 | Cover Page | Report |
| 11/26/2024 | Cover Page | Report |
| 01/26/2024 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration

WILLIAMS JONES WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
(9/30/2019)
(7/14/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA

WILLIAMS JONES WEALTH MANAGEMENT, LLC — Registered Investment Advisory firm
Version Date: Fri, Mar 01, 2024
Williams Jones Wealth Management, LLC is registered with the United States Securities and Exchange Commission as an investment adviser. Brokerage and investment advisory services and fees differ and it is important for you to understand the differences between them.
Free and simple tools are available to research firms and financial professionals at Investor.gov/CRS, which also provides educational materials about broker‐dealers, investment advisers and investing.
For our wealth management and investment management services, we charge an investment advisory fee that is based on a percentage of the value of the assets in your managed portfolio account. The more assets there are in your account and the higher the value of those assets, the more you will pay to us in fees. Our firm may therefore have an incentive to encourage you to increase the assets in your account. Our fees are listed in our client agreements and described in greater detail under Item 5 of our Form ADV Part 2A brochure.
A private investment fund we manage, HBF, pays us a quarterly management fee. These fees are described in greater detail under Item 5 of our Form ADV Part 2A brochure, and in the private offering memorandum for the fund.
In addition to our fees, you will be responsible for other fees and expenses associated with the investment of your assets. Such other fees and expenses may include brokerage commissions and other transaction costs, fees charged by your custodian, exchanges, and taxes. You will also pay the fees and expenses associated with investment advice provided by third parties, including management and performance fees and expenses charged by private investment funds, advisory fees charged by third‐party managers, and fees and expenses of mutual funds and exchange‐ traded funds in which you invest. For additional information, see Item 5 of our Form ADV.
You will pay fees and costs whether you make or lose money on your investments. Fees and costs will reduce any amount of money you make on your investments over time. Please make sure you understand what fees and costs you are paying
Questions to ask your Professional:
- “Help me understand how these fees and costs might affect my investments. If I give you $10,000 to invest, how much will go to fees and costs, and how much will be invested for me?”
When we act as your investment adviser, we have to act in your best interest and not put our interest ahead of yours. At the same time, the way we make money creates some conflicts with your interests. You should understand and ask us about these conflicts because they can affect the investment advice we provide you. Here are some examples to help you understand what this means.
We have “soft dollar” arrangementswith certain broker‐dealers underwhichwe execute securities transactions through the broker‐dealers, and, in exchange, the broker‐dealers provide us with research products or services. Broker‐dealer custodians that we recommend to clients, and with whom we have an institutional relationship provide us, without cost or at a discount, support services or products. We pay one of the custodians we recommend to clients, Schwab, a participation fee to participate in the Schwab Adviser Network, which is Schwab’s adviser referral program.
For additional information about these conflicts and how we address them, please refer to Items 5 and 12 of our Form ADV Part 2A brochure.
Questions to ask your Professional:
- “How might your conflicts of interest affect me, and how will you address them?”
Our Firm’s financial professionals are compensated through salary and bonus or a share of the Firm’s profits. A portion of that compensation is correlated to the amount of client assets they service, the revenue our Firm earns from the financial professional’s services and/or whether the financial professional has been successful in increasing amount of client assets under the Firm’s management. Some financial professionals may be compensated by our indirect parent company, Focus Financial Partners, LLC (or one of its affiliates), based on our firm’s revenues or earnings. This gives the financial professional an incentive to encourage you to increase the size of your investment account and to maintain your investment account with us. For additional information, please refer to Item 5 of your financial professional’s ADV Part 2B Brochure Supplement. Compensation of our Firm’s financial professionals is unrelated to the type of product client assets are invested in.
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