Christopher J. Morrison
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Joseph Morrison, who also goes by C J Morrison, Morty Morrison, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1989. Christopher had worked at 10 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 2, 2012 - June 28, 2016
TAYLOR CAPITAL MANAGEMENT INC.
October 2, 2009 - March 15, 2012
QUESTAR CAPITAL CORPORATION
June 30, 2006 - September 14, 2009
AMERITAS INVESTMENT COMPANY, LLC
December 3, 2003 - June 30, 2006
CARILLON INVESTMENTS, INC.
November 20, 2002 - December 1, 2003
EMPIRE FINANCIAL GROUP, INC.
May 17, 2000 - October 31, 2002
PRINCIPAL SECURITIES, INC.
July 19, 1999 - May 16, 2000
TOWER SQUARE SECURITIES, INC.
May 3, 1999 - July 20, 1999
PARK AVENUE SECURITIES LLC
October 28, 1991 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
August 29, 1989 - October 18, 1991
GREEN HILL FINANCIAL SERVICE CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TAYLOR CAPITAL MANAGEMENT INC.
CRD#: 43559 / SEC#: , 8-50313
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
| Arbitration | 9 |
Red Flags
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