Chintaman M. Dalvi
Professional summary
Chintaman M Dalvi was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Chintaman is a previously registered financial advisor and started their career in finance in 1989. Prior to being barred, Chintaman had worked at 11 firms, which includes JESUP & LAMONT ADVISORS, EMPIRE FINANCIAL GROUP INC., T.R. WINSTON & COMPANY LLC, GREATER METROPOLITAN INVESTMENT SERVICES INC., FIRST LIBERTY INVESTMENT GROUP INC., MEYERS POLLOCK ROBBINS INC., ISLAND SECURITIES INC., SHAMROCK PARTNERS LTD, WELLS FARGO ADVISORS FINANCIAL NETWORK LLC, COMMONWEALTH ASSOCIATES, SOUTH RICHMOND SECURITIES INC..
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2006 - May 24, 2006
JESUP & LAMONT ADVISORS
March 16, 2005 - May 24, 2006
EMPIRE FINANCIAL GROUP, INC.
June 23, 2004 - February 28, 2005
T.R. WINSTON & COMPANY, LLC
November 30, 1999 - June 22, 2004
GREATER METROPOLITAN INVESTMENT SERVICES, INC.
June 9, 1997 - April 25, 1999
FIRST LIBERTY INVESTMENT GROUP, INC.
March 20, 1995 - June 11, 1997
MEYERS POLLOCK ROBBINS, INC.
September 21, 1994 - March 17, 1995
ISLAND SECURITIES, INC.
April 22, 1992 - October 5, 1994
SHAMROCK PARTNERS, LTD
November 4, 1991 - April 11, 1992
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
June 18, 1991 - November 15, 1991
COMMONWEALTH ASSOCIATES
September 19, 1989 - June 21, 1991
SOUTH RICHMOND SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Series 55
Date: 3/27/2000
Limited Representative-Equity Trader ExamSeries 28
Date: 3/8/2001
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
JESUP & LAMONT ADVISORS
CRD#: 108006 / SEC#: 801-57005
Contact information
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