Christine A. Beyer
Professional summary
Christine Ann Beyer was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Christine is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Christine had worked at 1 firm, which includes HENDERSON BROTHERS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 1989 - February 23, 1994
HENDERSON BROTHERS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
HENDERSON BROTHERS, INC.
CRD#: 2171 / SEC#: , 8-13625
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LABRANCHE & CO INC. | PARENT/HOLDING COMPANY | |
| BURKE, WILLIAM JOSEPH III | MEMBER BOARD OF DIRECTORS | 848502 |
| LABRANCHE, GEORGE MICHAEL IV | CHAIRMAN OF THE BOARD | 2355575 |
| MONROE, FRANKLIN WINSTON | COMPLIANCE DIRECTOR | 4273740 |
| PATTERSON, LEWIS THOMAS JR | CHIEF EXECUTIVE OFFICER | 1248829 |
| TRAISON,HARVEY STUART | MEMBER BOARD OF DIRECTORS | |
| VERDERBER, RICHARD JOHN | CHIEF FINANCIAL OFFICER | 1530014 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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