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Christine Ann Beyer

CRD# 1981004·Registered 1989 - 1994
Barred: Christine Ann Beyer was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Christine Ann Beyer was a registered financial advisor. Christine was a previously registered financial professional and started their career in finance 1989 - 1994. Christine had worked at 1 firm and has passed the Series 7 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

HENDERSON BROTHERS, INC.·CRD# 2171
BD
New York, NY
September 19, 1989 - February 23, 1994

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Current Firm

HB
HENDERSON BROTHERS, INC.

HENDERSON BROTHERS, INC.

CRD#: 2171 / SEC#: 8-13625
BD
Terminated by SEC on 04/20/2002

Contact Information

Established

Delaware since 07/27/1985

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
LABRANCHE & CO INC.PARENT/HOLDING COMPANY—
BURKE, WILLIAM JOSEPH IIIMEMBER BOARD OF DIRECTORS848502
LABRANCHE, GEORGE MICHAEL IVCHAIRMAN OF THE BOARD2355575
MONROE, FRANKLIN WINSTONCOMPLIANCE DIRECTOR4273740
PATTERSON, LEWIS THOMAS JRCHIEF EXECUTIVE OFFICER1248829
TRAISON,HARVEY STUARTMEMBER BOARD OF DIRECTORS—
VERDERBER, RICHARD JOHNCHIEF FINANCIAL OFFICER1530014

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Sep 1989About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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