Richard A. Yutendale
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard August Yutendale, who also goes by Richard August Yutendate, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1989. Richard had worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2011 - March 28, 2016
VOISARD ASSET MANAGEMENT GROUP
November 4, 2008 - December 31, 2009
PRINCIPAL SECURITIES, INC.
May 13, 2003 - November 5, 2008
VALIC FINANCIAL ADVISORS, INC.
July 21, 1998 - November 5, 2008
VALIC FINANCIAL ADVISORS, INC.
September 20, 1989 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
Primary Firm SEC Registration
VOISARD ASSET MANAGEMENT GROUP
CRD#: 118048 / SEC#: 801-62198
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOISARD ASSET MANAGEMENT GROUP
CRD#: 118048 / SEC#: 801-62198
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,614 |
| AUM (Assets Under Management) | $ 589,375,294 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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