Sean Patrick Mcdermott
CFP®Professional Summary
Sean Patrick Mcdermott, CFP® is a registered financial advisor currently at SUMMIT INVESTMENT ADVISORY SERVICES located in Boca Raton, Florida and LPL FINANCIAL LLC located in Boca Raton, Florida. Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Sean has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 51 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Credentials
Years of Experience
37 years in the financial services industry
Current & Past Employments
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Current Firm
MCDERMOTT, SEAN P | SUMMIT INVESTMENT ADVISORY SERVICES, LLC | SUMMIT INVESTMENT ADVISORY SERVICES, INC. | SUMMIT INVESTMENT ADVISORY SERVICES | SUMMIT INVESTMENT ADVISORS
Contact Information
Main Address
3065 Center Pointe Drive Suite 2, Roseville, MN 55113Phone Number
(651) 490-2939# of Employees
11SEC notice filing (16 States and Territories)
Registered to provide investment advisory services in 16 US states and territories.
Regulatory Assets Under Management
Total Number of Accounts
2,466AUM (Assets Under Management)
$745,821,237Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
MCDERMOTT, SEAN P | SUMMIT INVESTMENT ADVISORY SERVICES, LLC | SUMMIT INVESTMENT ADVISORY SERVICES, INC. | SUMMIT INVESTMENT ADVISORY SERVICES | SUMMIT INVESTMENT ADVISORS
State Registrations and Notice Filings
(1/23/2015)
(10/20/2017)
(8/23/2000)
(11/1/2019)
(8/23/2000)
(8/23/2000)
(11/28/2023)
(8/23/2000)
(1/30/2019)
(2/3/2011)
(2/3/2016)
(4/27/2005)
(8/23/2000)
(2/14/2020)
(9/25/2020)
(11/9/2015)
(11/10/2015)
(8/23/2000)
(2/19/2014)
(6/8/2017)
(11/27/2024)
(4/28/2021)
(8/27/2018)
(9/11/2023)
(4/5/2010)
(6/3/2015)
(10/6/2011)
(12/6/2019)
(2/11/2020)
(2/18/2004)
(2/10/2020)
(8/11/2021)
(10/21/2019)
(5/19/2017)
(8/23/2000)
(10/22/2013)
(8/3/2007)
(8/23/2000)
(6/30/2017)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Sean Patrick Mcdermott's CRS (Customer Relationship Summary).
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