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Eileen Marie Staub

M. S. HOWELLS & CO.
JEFFERSONVILLE, IN
·CRD# 1980263·22 years experience

Professional Summary

Eileen Marie Staub, who also goes by Eileen Marie Rensin, Eileen Marie Walters, is a registered financial advisor currently at M. S. HOWELLS & CO. located in Jeffersonville, Indiana. Eileen is registered as a RR (Registered Representative) and started their career in finance in 2004. Eileen has worked at 6 firms and has passed the Series 66, Series 63, Series 6TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Eileen Marie Rensin, Eileen Marie Walters

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

M. S. HOWELLS & CO.·CRD# 104100
BD
607 North Shore Drive Suite 101, Jeffersonville, IN 47130
August 22, 2018 - Present
WADDELL & REED·CRD# 866
RIA
Jeffersonville, IN
February 10, 2017 - August 29, 2018
WADDELL & REED·CRD# 866
BD
Jeffersonville, IN
February 10, 2017 - August 29, 2018
WADDELL & REED·CRD# 866
RIA
Louisville, KY
April 19, 2013 - January 22, 2016
WADDELL & REED·CRD# 866
BD
Louisville, KY
April 19, 2013 - January 22, 2016
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Louisville, KY
January 3, 2012 - April 26, 2013
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Louisville, KY
June 21, 2010 - December 31, 2011
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Louisville, KY
April 19, 2010 - April 26, 2013
CHURCHILL FINANCIAL, LLC·CRD# 39462
BD
Louisville, KY
August 18, 2009 - April 20, 2010
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
Louisville, KY
April 2, 2007 - September 5, 2007
MORGAN STANLEY DW INC.·CRD# 7556
BD
Louisville, KY
May 10, 2004 - April 2, 2007

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Current Firm

MS
M. S. HOWELLS & CO.

M. S. HOWELLS & CO.

CRD#: 104100 / SEC#: 8-52558
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

23350 N. Pima Rd., Scottsdale, AZ 85255

Mailing Address

23350 N. Pima Rd., Scottsdale, AZ 85255

Phone Number

(480) 563-2000

Established

Delaware since 04/11/2000

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MARK HOWELLS TRUST, DATED 6/25/1997, MARK HOWELLS TRUSTEEOWNER—
SANTAMARIA, KATRINA PATRICIACHIEF EXECUTIVE OFFICER3248779
CRITES, MARCY ANNFINANCIAL AND OPERATIONS PRINCIPAL (FINOP)6346298
HOWELLS, MARK STEPHENTRUSTEE FOR MARK HOWELLS TRUST DATED 6/25/1997726921
HOWELLS, MARK STEPHENEXECUTIVE CHAIRMAN/DIRECTOR726921
JORDAN, CHRISTOPHER SHANECHIEF COMPLIANCE OFFICER2843281
KREIZENBECK, TARA LYNNCHIEF OPERATING OFFICER7141895

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Indiana
(8/22/2018)
RR
Kentucky
(8/22/2018)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2011About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2004About the Series 63 exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 2023About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2004About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Eileen Marie Staub's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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