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ES

Eileen M. Staub

M. S. HOWELLS & CO.
Jeffersonville, IN 47130
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CRD#: 1980263
ES

Professional summary


Eileen Marie Staub, who also goes by Eileen Marie Rensin, Eileen Marie Walters, is a registered financial professional currently at M. S. HOWELLS & CO. located in Jeffersonville, Indiana.

Eileen is registered as a RR (Registered Representative) and started their career in finance in 2004. Eileen has worked at 6 firms and has passed the Series 66, Series 63, Series 6TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Eileen Marie Rensin | Eileen Marie Walters

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Eileen Marie Staub's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 22, 2018 - Present

M. S. HOWELLS & CO.

Office #1: 607 North Shore Drive Suite 101, Jeffersonville, IN 47130
BD
CRD#: 104100
Jeffersonville, IN
Past

February 10, 2017 - August 29, 2018

WADDELL & REED

RIA
CRD#: 866
JEFFERSONVILLE, IN
Past

February 10, 2017 - August 29, 2018

WADDELL & REED

BD
CRD#: 866
JEFFERSONVILLE, IN
Past

April 19, 2013 - January 22, 2016

WADDELL & REED

RIA
CRD#: 866
LOUISVILLE, KY
Past

April 19, 2013 - January 22, 2016

WADDELL & REED

BD
CRD#: 866
LOUISVILLE, KY
Past

January 3, 2012 - April 26, 2013

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
LOUISVILLE, KY
Past

June 21, 2010 - December 31, 2011

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
LOUISVILLE, KY
Past

April 19, 2010 - April 26, 2013

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
LOUISVILLE, KY
Past

August 18, 2009 - April 20, 2010

CHURCHILL FINANCIAL, LLC

BD
CRD#: 39462
LOUISVILLE, KY
Past

April 2, 2007 - September 5, 2007

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
LOUISVILLE, KY
Past

May 10, 2004 - April 2, 2007

MORGAN STANLEY DW INC.

BD
CRD#: 7556
LOUISVILLE, KY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Indiana
(8/22/2018)
RR
Kentucky
(8/22/2018)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 3/7/2011
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


MS
M. S. HOWELLS & CO.
M. S. HOWELLS & CO.

CRD#: 104100 / SEC#: , 8-52558

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
23350 N. Pima Rd., Scottsdale, AZ 85255
Mailing Address
23350 N. Pima Rd., Scottsdale, AZ 85255
Phone number
(480) 563-2000
Established
Delaware since 04/11/2000
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
MARK HOWELLS TRUST, DATED 6/25/1997, MARK HOWELLS TRUSTEEOWNER
SANTAMARIA, KATRINA PATRICIACHIEF EXECUTIVE OFFICER3248779
CRITES, MARCY ANNFINANCIAL AND OPERATIONS PRINCIPAL (FINOP)6346298
HOWELLS, MARK STEPHENTRUSTEE FOR MARK HOWELLS TRUST DATED 6/25/1997726921
HOWELLS, MARK STEPHENEXECUTIVE CHAIRMAN/DIRECTOR726921
JORDAN, CHRISTOPHER SHANECHIEF COMPLIANCE OFFICER2843281
KREIZENBECK, TARA LYNNCHIEF OPERATING OFFICER7141895

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


M. S. HOWELLS & CO.

CRD#: 104100Jeffersonville, IN 47130

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