Robert W. Lisnoff
Professional summary
Robert William Lisnoff JR was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Robert is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Robert had worked at 11 firms, which includes PRIMEX, PARKER FINANCIAL CORP., PRESTON LANGLEY ASSET MANAGEMENT INC., FIRST NATIONAL EQUITY CORP., RUSSO SECURITIES INC., U.S. SECURITIES CLEARING CORP., W.H. FARR & COMPANY INC., FIRST CHOICE SECURITIES CORP., PAULSON INVESTMENT COMPANY LLC, FIRST MONTAUK SECURITIES CORP., STRATTON OAKMONT INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 2001 - January 4, 2002
PRIMEX
May 24, 2001 - June 13, 2001
PARKER FINANCIAL CORP.
November 19, 1996 - April 24, 2001
PRESTON LANGLEY ASSET MANAGEMENT, INC.
July 26, 1996 - December 16, 1996
FIRST NATIONAL EQUITY, CORP.
February 9, 1993 - March 20, 1995
RUSSO SECURITIES INC.
January 11, 1993 - February 9, 1993
U.S. SECURITIES CLEARING CORP.
May 5, 1992 - May 5, 1992
W.H. FARR & COMPANY, INC.
July 12, 1991 - April 22, 1992
FIRST CHOICE SECURITIES CORP.
April 20, 1991 - July 12, 1991
PAULSON INVESTMENT COMPANY LLC
March 30, 1990 - May 17, 1990
FIRST MONTAUK SECURITIES CORP.
August 22, 1989 - March 19, 1990
STRATTON OAKMONT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 1/26/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
PRIMEX
CRD#: 29394 / SEC#: , 8-44331
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ADVANTAGE TRADING LLC | OWNER | |
| FELIX, WILFREDO JR | CEO, CCO, PRINCIPAL, FINOP, DIRECTOR | 2693672 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
