SB
Samuel S. Budlong
FLORIDA ATLANTIC SECURITIES
Miami, FL 33156
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CRD#: 1980093
SB
Professional summary
Samuel Sewall Budlong, who also goes by Samuel Budlong, is a registered financial advisor currently at FLORIDA ATLANTIC SECURITIES CORP. located in Miami, Florida.
Samuel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Samuel has worked at 2 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 3 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Samuel Budlong
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Samuel Sewall Budlong's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Samuel Sewall Budlong's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 19, 2021 - Present
FLORIDA ATLANTIC SECURITIES CORP.
Office #1: 9130 South Dadeland Blvd Suite 1628, Miami, FL 33156Office #2: 9130 South Dadeland Blvd. Suite 1600, Miami, FL 33156RIA
BD
CRD#: 43272
Miami, FL
Current
October 2, 1997 - Present
FLORIDA ATLANTIC SECURITIES CORP.
Office #1: 9130 South Dadeland Blvd Suite 1628, Miami, FL 33156Office #2: 9130 South Dadeland Blvd. Suite 1600, Miami, FL 33156RIA
BD
CRD#: 43272
Miami, FL
Past
November 22, 1989 - July 24, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(10/3/1997)
IAR
Florida(7/19/2021)
RR
Maryland(7/10/2018)
RR
Montana(2/18/2020)
RR
New York(11/5/1997)
RR
North Carolina(7/20/2021)
RR
Ohio(12/7/2018)
RR
Washington(6/15/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FA
FLORIDA ATLANTIC SECURITIES CORP.
ATLANTIC INVESTMENT SERVICES CORP. | FLORIDA ATLANTIC SECURITIES CORP.
CRD#: 43272 / SEC#: , 8-50205
Florida
Registered Investment Advisory firm - SEC (12/2/2011 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
9130 South Dadeland Blvd. Suite 1600, Miami, FL 33156
Mailing Address
9130 South Highdadeland Blvd Suite 160, Miami, FL 33156
Phone number
(305) 670-9250
Established
Florida since 04/16/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
5
FINRA licenses (13 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALAN S PAREIRA LIVING TRUST | SHAREHOLDER | |
| ALAN S. PAREIRA 1997 FAMILY TRUST | SHAREHOLDER | |
| BEANEY, WILLIAM TREVOR | CEO, DIRECTOR, SHAREHOLDER | 5138058 |
| BUDLONG, SAMUEL SEWALL | VP, SHAREHOLDER | 1980093 |
| CABRERA, IDOLIDIA CABRERA | ADMINISTRATION, SHAREHOLDER | |
| PAREIRA, ALAN SIDNEY | DIRECTOR; CHAIRMAN, TRUSTEE OF ALAN S PAREIRA LIVING TRUST | 356287 |
| PAREIRA, BARBARA ANN | TRUSTEE OF ALAN S PAREIRA 1997 FAMILY TRUST | |
| REQUENA, GABRIEL ALBERTO | CCO; ROP, PRINCIPAL, SHAREHOLDER | 4413123 |
Regulatory assets under management
| Total Number of Accounts | 42 |
| AUM (Assets Under Management) | $ 101,584,189 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FLORIDA ATLANTIC SECURITIES CORP.
CRD#: 43272Miami, FL 33156TRUST BUT VERIFY
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Contact information
xxxxx@xxxx.xxx
