James D. Mcfadden

BLUERING ADVISORS,

LaGrangeville, NY

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CRD#: 1979899

Professional summary

James David Mcfadden is a registered financial advisor currently at BLUERING ADVISORS, INC located in Lagrangeville, New York.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. James has worked at 7 firms and has passed the Series 65, Series 63, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JADM Compliance Services Inc. (non investment related) 124 Brookside Ln LaGrangeville NY, 12540 Compliance Consultant Consultant CCO outsourced 03/2013 48/hrs/mo 2/hrs/day Compliance consulting

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James David Mcfadden's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 1, 2021 - Present

BLUERING ADVISORS, INC

RIA

CRD#: 316034

LaGrangeville, NY

Past

January 13, 2001 - November 22, 2013

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

September 8, 1999 - January 13, 2001

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

June 14, 1999 - September 7, 1999

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

September 1, 1997 - June 14, 1999

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

September 16, 1993 - September 1, 1997

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

Past

July 8, 1992 - February 4, 1993

DIRECT BROKERAGE, INC.

CRD#: 24907

NEW YORK, NY

Past

October 31, 1990 - April 29, 1991

TUCKER ANTHONY INCORPORATED

CRD#: 837

BOSTON, MA

Past

October 25, 1989 - August 22, 1990

MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.

CRD#: 7404

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(11/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/27/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/21/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 55

Date: 3/31/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 10/21/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/17/2002

General Securities Principal Examination

Current Firm

BLUERING ADVISORS, INC

CRD#: 316034 / SEC#:

New York

Registered Investment Advisory firm - (11/1/2021 Approved)

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Contact information

Main Address

Lagrangeville, NY

Mailing Address

Phone number

(917) 763-8951

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	21
AUM (Assets Under Management)	$ 6,192,065

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James D. Mcfadden

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James David Mcfadden's CRS (Customer Relationship Summary).

Certified licenses

Experience

DEUTSCHE BANK SECURITIES INC.

DB ALEX. BROWN LLC

DEUTSCHE BANK SECURITIES INC.

DB ALEX. BROWN LLC

ALEX. BROWN & SONS INCORPORATED

DIRECT BROKERAGE, INC.

TUCKER ANTHONY INCORPORATED

MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/27/2021

Series 63

Date: 8/21/1989

Series 55

Date: 3/31/1999

Series 7

Date: 10/21/1989

Series 24

Date: 4/17/2002

Current Firm

BLUERING ADVISORS, INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BLUERING ADVISORS, INC

TRUST BUT VERIFY

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