James D. Mcfadden
Professional summary
James David Mcfadden is a registered financial advisor currently at BLUERING ADVISORS, INC located in Lagrangeville, New York.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. James has worked at 7 firms and has passed the Series 65, Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James David Mcfadden's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 1, 2021 - Present
BLUERING ADVISORS, INC
January 13, 2001 - November 22, 2013
DEUTSCHE BANK SECURITIES INC.
September 8, 1999 - January 13, 2001
DB ALEX. BROWN LLC
June 14, 1999 - September 7, 1999
DEUTSCHE BANK SECURITIES INC.
September 1, 1997 - June 14, 1999
DB ALEX. BROWN LLC
September 16, 1993 - September 1, 1997
ALEX. BROWN & SONS INCORPORATED
July 8, 1992 - February 4, 1993
DIRECT BROKERAGE, INC.
October 31, 1990 - April 29, 1991
TUCKER ANTHONY INCORPORATED
October 25, 1989 - August 22, 1990
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/1/2021)
Exams
Series 55
Date: 3/31/1999
Limited Representative-Equity Trader ExamCurrent Firm
BLUERING ADVISORS, INC
CRD#: 316034 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 31 |
| AUM (Assets Under Management) | $ 14,915,886 |
Red Flags
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