Gary E. Augustine

AVANTAX PLANNING PARTNERS

Seven Fields, PA 16046

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CRD#: 1979841

Professional summary

Gary Earl Augustine is a registered financial advisor currently at AVANTAX PLANNING PARTNERS, INC. located in Seven Fields, Pennsylvania.

Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Gary has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) February 2007-Present Gierl Augustine (GA) Investment Management. 310 Seven Fields Blvd. Suite 161 Seven Fields, PA 16046 DBA for advisory business. 2) June 2004-Present Augustine, Gierl & Augustine 31o Seven Fields Blvd. Suite 161, Seven Fields PA 16046 Property Management; 1/3 owner; Less than 5 hour per month during trading hours 3) February 2005-Present Gierl Augustine & Associates, LLC. 31o Seven Fields Blvd. Suite 161, Seven Fields PA 16046 Tax Preparation; Less than 5 hours per month during trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Earl Augustine's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 7, 2024 - Present

AVANTAX PLANNING PARTNERS, INC.

Office #1: 310 Seven Fields Blvd Ste 300, Seven Fields, PA 16046

RIA

CRD#: 106237

Seven Fields, PA

Past

January 2, 2020 - February 1, 2024

STRATOS WEALTH ADVISORS LLC

RIA

CRD#: 283816

SEVEN FIELDS, PA

Past

September 2, 2014 - November 29, 2017

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Sarver, PA

Past

February 22, 2007 - June 19, 2020

GIERL AUGUSTINE INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 143008

SEVEN FIELDS, PA

Past

February 16, 2007 - July 9, 2007

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

SARVER, PA

Past

February 16, 2007 - September 11, 2014

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

SARVER, PA

Past

August 9, 2000 - February 20, 2007

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

SARVER, PA

Past

May 27, 1997 - February 20, 2007

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

SARVER, PA

Past

January 31, 1997 - May 28, 1997

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

August 29, 1995 - January 31, 1997

KEOGLER, MORGAN & COMPANY, INC.

CRD#: 16546

ATLANTA, GA

Past

February 1, 1991 - September 1, 1995

USLIFE EQUITY SALES CORP.

CRD#: 7962

NEW YORK, NY

Past

August 24, 1989 - February 4, 1991

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AVANTAX PLANNING PARTNERS, INC.

AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES

CRD#: 106237 / SEC#: 801-50939

RIA

Registered Investment Advisory firm - (1/17/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(2/7/2024)

IAR

Texas
(2/7/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/14/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/1/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/29/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 5/27/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/12/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/23/1989

Investment Company Products/Variable Contracts Representative Examination

Current Firm

AVANTAX PLANNING PARTNERS, INC.

AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES

CRD#: 106237 / SEC#: 801-50939

RIA

Registered Investment Advisory firm - (1/17/1996 Approved)

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Contact information

Main Address

3390 Asbury Road, Dubuque, IA 52002-2801

Mailing Address

Phone number

(563) 582-2855

Established

Firm type

Fiscal year end

# of Employees

254

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APP ADV PART 2A BROCHURE (10/16/2025)

Regulatory assets under management

Total Number of Accounts	13,679
AUM (Assets Under Management)	$ 6,933,162,284

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/20/2024	Cover Page	Report
11/28/2023	Cover Page	Report
12/16/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gary E. Augustine

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Earl Augustine's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATOS WEALTH ADVISORS LLC

PURSHE KAPLAN STERLING INVESTMENTS

GIERL AUGUSTINE INVESTMENT MANAGEMENT, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

OSAIC WEALTH, INC.

KEOGLER, MORGAN & COMPANY, INC.

USLIFE EQUITY SALES CORP.

PFS INVESTMENTS INC.

Primary Firm SEC Registration

AVANTAX PLANNING PARTNERS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/14/1996

Series 63

Date: 9/1/1989

SIE

Date: 11/29/2017

Series 31

Date: 5/27/2005

Series 7

Date: 12/12/1995

Series 6

Date: 8/23/1989

Current Firm

AVANTAX PLANNING PARTNERS, INC.

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

AVANTAX PLANNING PARTNERS, INC.

TRUST BUT VERIFY

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