Jon M. Jensen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jon Macdonald Jensen, who also goes by J J Jensen, Jon M Jensen, was a registered financial professional .
Jon is a previously registered financial professional and started their career in finance in 1989. Jon had worked at 7 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2014 - October 19, 2015
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
January 25, 2012 - August 30, 2013
MACQUARIE CAPITAL (USA) INC.
June 26, 2008 - November 28, 2011
B. RILEY SECURITIES, INC.
June 25, 2002 - June 13, 2008
J.P. MORGAN SECURITIES LLC
August 22, 1997 - June 17, 2002
COMMERZ MARKETS LLC
September 18, 1990 - September 5, 1997
NATWEST SECURITIES CORPORATION
October 25, 1989 - September 12, 1990
HERZOG, HEINE, GEDULD, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/12/2006
Limited Representative-Equity Trader ExamCurrent Firm
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
CRD#: 13233 / SEC#: , 8-28508
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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