Joseph B. Delude
Professional summary
Joseph Benjamin Delude, who also goes by Joseph B Delude, is a registered financial professional currently at MGI FUNDS DISTRIBUTORS, LLC located in Minturn, Colorado.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1989. Joseph has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Benjamin Delude's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 6, 2020 - Present
MGI FUNDS DISTRIBUTORS, LLC
Office #2: 1900 Lawrence Street Suite 1900, Denver, CO 80202May 9, 2017 - February 20, 2020
MMC SECURITIES LLC
May 1, 2014 - June 10, 2016
MML DISTRIBUTORS, LLC
February 6, 2013 - May 1, 2014
MML INVESTORS SERVICES, LLC
March 25, 2010 - January 23, 2013
ADP BROKER-DEALER, INC.
January 1, 2008 - August 13, 2009
FIDELITY BROKERAGE SERVICES LLC
March 20, 2007 - January 1, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
July 25, 1997 - February 27, 2007
ADP BROKER-DEALER, INC.
February 17, 1995 - June 27, 1997
CITICORP INVESTMENT SERVICES
August 23, 1989 - January 15, 1995
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
MGI FUNDS DISTRIBUTORS, LLC
CRD#: 35682 / SEC#: , 8-46960
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS LLC | DIRECTOR OWNER/SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | CHIEF COMPLIANCE OFFICER / VP / TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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