Timothy J. Boyd
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy John Boyd was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1989. Timothy had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 2016 - September 8, 2017
TD AMERITRADE CLEARING, INC.
February 4, 2008 - December 31, 2010
TD AMERITRADE CLEARING, INC.
January 23, 2007 - September 8, 2017
TD AMERITRADE, INC.
January 20, 2006 - September 8, 2017
TD AMERITRADE, INC.
April 5, 2004 - January 19, 2006
TD AMERITRADE CLEARING, INC.
August 28, 1990 - August 17, 2001
TD AMERITRADE, INC.
August 22, 1989 - May 21, 1990
J. W. GANT & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 3/25/1992
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
TD AMERITRADE CLEARING, INC.
CRD#: 5633 / SEC#: , 8-16335
Contact information
Documents
Disclosures
| Regulatory Event | 27 |
| Arbitration | 27 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
