Timothy L. Brown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Lee Brown was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1989. Timothy had worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 25, 2004 - August 30, 2019
MID ATLANTIC FINANCIAL MANAGEMENT, INC.
May 3, 2004 - August 30, 2019
NEWEDGE SECURITIES, LLC
October 5, 1989 - May 3, 2004
LONDON PACIFIC SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
MID ATLANTIC FINANCIAL MANAGEMENT, INC.
CRD#: 109771 / SEC#: 801-21527
Contact information
Red Flags
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