Bruce J. Weinstein

PREMIER SOUTHWEST PLANNING GROUP

Scottsdale, AZ

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CRD#: 1979341

Professional summary

Bruce Jonathan Weinstein is a registered financial advisor currently at PREMIER SOUTHWEST PLANNING GROUP, LLC located in Scottsdale, Arizona.

Bruce is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Bruce has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) PREMIER SOUTHWEST BENEFITS GROUP; INVESTMENT RELATED; 14500 N NORTHSIGHT BLVD SUITE 101 SCOTTSDALE AZ 85260; SELLING LIFE, HEALTH, DISABILITY, MEDICARE SUPPLEMENTS LTC,EQUITY INDEXED ANNUITIES; Insurance Agent; START DATE: 01/01/2001; 200 HOURS PER MONTH (200 HOURS DURING TRADING) 2) BULL CANYON RANCH; NOT INVESTMENT RELATED; 7448 E. Cortez Street, SCOTTSDALE AZ 85260; I OWN A RANCH PROPERTY; MANAGING MEMBER; START DATE: 01/01/2008; 1 HOUR PER MONTH 3) THE CORTEZ INN LLC; NOT INVESTMENT RELATED; CO OWNER; SCOTTSDALE, AZ; START DATE 12/2019; REAL ESTATE HOLDING COMPANY, COLLECT RENTS AND PAY THEM TO THE LLC; APPROXIMATELY 2% OF TIME 4) MASS MUTUAL; INVESTMENT RELATED; Life Insurance and Long-Term Care; SCOTTSDALE, AZ; 05/2017; APPROXIMATELY 40% OF TIME 5) Premier Southwest Insurance, LLC: INVESTMENT RELATED; 7448 E. Cortez St. Scottsdale, AZ 85260 ; Partner selling insurance products; START DATE: 01/01/2022; 4 hours per month 6) Sun Income Tax, LLC; Non-Investment Related; Scottsdale, AZ; refers business for tax prep/accounting services; start date 12/20/19; hours per month 0 hours per month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bruce Jonathan Weinstein's CRS (Customer Relationship Summary).

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

SCOTTSDALE, AZ

Past

June 1, 1999 - July 8, 2004

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

December 14, 1990 - May 27, 1999

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

Past

September 8, 1989 - September 24, 1990

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

LINCOLN, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(1/1/2005)

IAR

California
(5/15/2023)

IAR

Illinois
(6/29/2023)

IAR

Texas
(5/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/27/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/8/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/19/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/7/1989

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PREMIER SOUTHWEST PLANNING GROUP, LLC

CRD#: 132868 / SEC#:

Arizona

Registered Investment Advisory firm - (1/1/2005 Approved)

California

Registered Investment Advisory firm - (5/15/2023 Approved)

Illinois

Registered Investment Advisory firm - (6/29/2023 Approved)

Nevada

Registered Investment Advisory firm - (5/6/2024 Terminated)

Texas

Registered Investment Advisory firm - (5/2/2024 Conditional Restricted)

Wisconsin

Registered Investment Advisory firm - (5/1/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Scottsdale, AZ

Mailing Address

Phone number

(480) 621-3646

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	505
AUM (Assets Under Management)	$ 68,049,988

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Bruce J. Weinstein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bruce Jonathan Weinstein's CRS (Customer Relationship Summary).

Certified licenses

Experience

T&T CAPITAL MANAGEMENT

ON INVESTMENT MANAGEMENT CO

ON INVESTMENT MANAGEMENT CO

THE O.N. EQUITY SALES COMPANY

PARK AVENUE SECURITIES LLC

SECURIAN FINANCIAL SERVICES, INC.

AMERITAS INVESTMENT COMPANY, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/27/2004

Series 63

Date: 9/8/1989

SIE

Date: 7/19/2017

Series 6

Date: 9/7/1989

Current Firm

PREMIER SOUTHWEST PLANNING GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PREMIER SOUTHWEST PLANNING GROUP, LLC

TRUST BUT VERIFY

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