David C. Mansfield
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Carl Mansfield was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1989. David had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2020 - December 31, 2020
THE LEADERS GROUP, INC.
November 8, 2016 - February 20, 2020
EQUITY SERVICES, INC.
September 11, 2015 - November 23, 2016
ACCELERATED CAPITAL GROUP
March 31, 2015 - September 9, 2015
ALLEGIS INVESTMENT SERVICES, LLC
June 6, 2014 - October 29, 2014
PACKERLAND BROKERAGE SERVICES, INC.
March 12, 2010 - June 6, 2014
QUESTAR CAPITAL CORPORATION
August 28, 1989 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
August 28, 1989 - February 12, 2009
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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