Mary M. Ryan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Mcneill Ryan, CFP®, who also goes by Mary M Johnson, Mary Mcneill Johnson, Mary J Ryan, Mary Johnson Ryan, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 1990. Mary had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 50, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 4, 2020 - December 31, 2025
VANGUARD ADVISERS, INC.
July 1, 2014 - December 27, 2016
VANGUARD ADVISERS, INC.
August 25, 2011 - December 31, 2025
VANGUARD MARKETING CORPORATION
May 7, 2003 - August 8, 2011
CITIZENS SECURITIES, INC.
May 8, 2002 - August 8, 2011
CITIZENS SECURITIES, INC.
April 25, 1997 - December 31, 2000
MBSC, LLC
July 19, 1993 - May 8, 2002
DREYFUS INVESTMENT SERVICES COMPANY, LLC
October 28, 1992 - March 10, 1993
IDS LIFE INSURANCE COMPANY
October 28, 1992 - March 10, 1993
AMERIPRISE FINANCIAL SERVICES, LLC
May 11, 1991 - August 20, 1992
LEHMAN BROTHERS INC.
October 29, 1990 - May 3, 1991
SHIELDS & COMPANY
Primary Firm SEC Registration
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 698,843 |
| AUM (Assets Under Management) | $ 300,434,933,763 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 10/23/2024 | ||
| 06/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
