Kenneth E. Plummer

GRADIENT ADVISORS

Chester Spring, PA

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CRD#: 1979140

Professional summary

Kenneth Eugene Plummer, ChFC®, CLU®, who also goes by Ken Plummer, is a registered financial advisor currently at GRADIENT ADVISORS, LLC located in Chester Spring, Pennsylvania.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Kenneth has worked at 9 firms and has passed the Series 63, Series 65, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ken Plummer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

West Vincent Democrats; Not Investment related; PO Box 73 Birchrunville, PA 19421; Treasurer for a small local volunteer organization. Balance check book, write checks, deposit donations and file 1/4ly reports. 5 hours per month. THE EAGLE ONE GROUP, INC. NOT INVESTMENT RELATED. 2626 CONESTOGA RD, CHESTER SPRINGS, PA 19425-3500. SELLING LIFE, HEALTH INSURANCE AND FIXED ANNUITIES. Agent, SALES AND SERVICE OF ABOVE MENTIONED PRODUCTS. STARTING 12/2004. 80 HOURS PER MONTH. 150 hours during trading hours. FRANKLIN FINANCIAL MORTGAGE CORP. JENKINTOWN PA VERY LITTLE TIME DEVOTED TO THIS, ONLY A COUPLE HOURS/YR.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Eugene Plummer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CRD#: 16164

PHILADELPHIA, PA

Past

January 3, 1996 - July 15, 1997

THE ADVISORS GROUP, INC.

CRD#: 14035

BETHESDA, MD

Past

July 8, 1993 - January 15, 1996

INDEPENDENT FINANCIAL SECURITIES, INC.

CRD#: 19924

Past

September 22, 1989 - September 9, 1991

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

September 22, 1989 - September 9, 1991

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRADIENT ADVISORS, LLC

CRD#: 152665 / SEC#: 801-71000

RIA

Registered Investment Advisory firm - (2/10/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(7/17/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/2/2009

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/8/2009

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 12/5/1994

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/21/1989

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GRADIENT ADVISORS, LLC

CRD#: 152665 / SEC#: 801-71000

RIA

Registered Investment Advisory firm - (2/10/2010 Approved)

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Contact information

Main Address

4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126

Mailing Address

Phone number

(877) 885-0508

Established

Firm type

Fiscal year end

# of Employees

169

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A AND 2B 10-2025 (10/21/2025)

Regulatory assets under management

Total Number of Accounts	3,222
AUM (Assets Under Management)	$ 218,611,410

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kenneth E. Plummer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Eugene Plummer's CRS (Customer Relationship Summary).

Certified licenses

Experience

VIRTUE CAPITAL MANAGEMENT, LLC

UNITED ADVISORS AMERICA

BROOKSTONE CAPITAL MANAGEMENT LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

THE ADVISORS GROUP, INC.

INDEPENDENT FINANCIAL SECURITIES, INC.

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

GRADIENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/2/2009

Series 65

Date: 1/8/2009

Series 7

Date: 12/5/1994

Series 6

Date: 9/21/1989

Current Firm

GRADIENT ADVISORS, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GRADIENT ADVISORS, LLC

TRUST BUT VERIFY

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