Jane K. Ott
Professional summary
Jane Karpinski Ott, who also goes by Jane Elizabeth Karpinski, is a registered financial professional currently at NORTH SOUTH CAPITAL, LLC located in New Lenox, Illinois.
Jane is registered as a RR (Registered Representative) and started their career in finance in 1990. Jane has worked at 5 firms and has passed the Series 63, Series 62, Series 52TO, Series 99TO, Series 79TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jane Karpinski Ott's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 16, 2009 - Present
NORTH SOUTH CAPITAL, LLC
Office #1: 321 West Maple Street Suite 100, New Lenox, IL 60451Office #2: 321 West Maple Street Suite 100, New Lenox, IL 60451Office #3: 205 West Monroe Street 3rd Floor Suite 313, Chicago, IL, 60606December 3, 2004 - June 17, 2008
PODESTA & CO.
December 11, 1997 - January 6, 2003
BANC ONE CAPITAL MARKETS, INC.
April 3, 1996 - November 28, 1997
J.P. MORGAN SECURITIES INC.
January 16, 1990 - March 28, 1996
CHASE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/15/2011)
(4/17/2009)
Exams
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 5/25/2021
Investment Banking Registered Representative ExaminationFINRA
Current Firm
NORTH SOUTH CAPITAL, LLC
CRD#: 148158 / SEC#: , 8-67979
Contact information
FINRA licenses (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 136 |
| AUM (Assets Under Management) | $ 25,887,891 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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