Marc H. Pershan
Professional summary
Marc Hadley Pershan is a registered financial advisor currently at VALLEY WEALTH MANAGERS, INC. located in Chicago, Illinois and VALLEY FINANCIAL MANAGEMENT, INC. located in Chicago, Illinois.
Marc is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Marc has worked at 14 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 10, Series 9, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Marc Hadley Pershan's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 17, 2023 - Present
VALLEY WEALTH MANAGERS, INC.
Office #1: 1 North Lasalle Street, Chicago, IL 60602September 2, 2008 - Present
VALLEY FINANCIAL MANAGEMENT, INC.
Office #1: 1 North Lasalle Street, Chicago, IL 60602September 2, 2008 - July 26, 2023
VALLEY FINANCIAL MANAGEMENT, INC.
March 20, 2008 - September 3, 2008
KINGSBURY CAPITAL INVESTMENT ADVISORS LLC
June 27, 2007 - July 16, 2008
TRANCEKA CAPITAL, LLC
June 25, 2007 - September 3, 2008
BREWER FINANCIAL SERVICES, LLC
May 1, 2006 - July 12, 2007
CHICAGO INVESTMENT GROUP, LLC
June 3, 2005 - July 9, 2007
USF ADVISORS, LLC
June 3, 2005 - July 9, 2007
USF SECURITIES, L.P.
June 27, 2001 - July 15, 2005
ONTARIO STREET INVESTMENTS LLC
March 19, 1999 - December 31, 2003
STERLING PORTFOLIO ALLOCATION SERVICE INC
January 29, 1999 - June 6, 2005
WATERSTONE FINANCIAL GROUP, INC.
November 24, 1998 - June 6, 2005
WATERSTONE FINANCIAL GROUP, INC.
July 24, 1997 - December 2, 1998
FRIEDBERG MERCANTILE GROUP, INC.
December 24, 1990 - June 1, 1992
CITICORP FINANCIAL SERVICES,INC.
September 20, 1989 - January 10, 1996
CITICORP INVESTMENT SERVICES
Primary Firm SEC Registration
VALLEY WEALTH MANAGERS, INC.
CRD#: 108879 / SEC#: 801-25461
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/21/2022)
(5/27/2016)
(4/28/2016)
(5/8/2023)
(9/2/2008)
(11/16/2012)
(9/2/2008)
(7/17/2023)
(9/2/2008)
(9/27/2011)
(4/29/2016)
(9/2/2008)
(3/29/2018)
(8/12/2013)
(5/12/2016)
(11/12/2014)
(9/2/2008)
(5/16/2025)
(1/5/2016)
(10/25/2019)
(4/1/2016)
(10/25/2019)
(2/27/2020)
(9/5/2018)
(9/2/2008)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationFINRA
Current Firm
VALLEY WEALTH MANAGERS, INC.
CRD#: 108879 / SEC#: 801-25461
Contact information
SEC notice filing (25 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,957 |
| AUM (Assets Under Management) | $ 2,317,257,859 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2024 | ||
| 09/07/2023 | ||
| 10/04/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
