Edward W. Kelly

CHICKASAW CAPITAL MANAGEMENT

MORRISTOWN, NJ 07960

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CRD#: 1978953

Professional summary

Edward William Kelly III, who also goes by Edward William Kelly, is a registered financial advisor currently at CHICKASAW CAPITAL MANAGEMENT, LLC located in Morristown, New Jersey and CHICKASAW SECURITIES, LLC located in Memphis, Tennessee.

Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Edward has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Edward William Kelly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward William Kelly III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2014 - Present

CHICKASAW CAPITAL MANAGEMENT, LLC

Office #1: 2 White Deer Lane, Morristown, NJ 07960

RIA

CRD#: 127398

MORRISTOWN, NJ

Current

December 3, 2013 - Present

CHICKASAW SECURITIES, LLC

Office #1: 6075 Poplar Avenue, Suite 720, Memphis, TN 38119

CRD#: 128711

Memphis, TN

Past

June 20, 2003 - October 3, 2013

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

June 20, 2000 - March 19, 2003

DEAM INVESTOR SERVICES, INC.

CRD#: 754

NEW YORK, NY

Past

October 27, 1989 - December 18, 1998

ALLIANCEBERNSTEIN INVESTMENTS, INC.

CRD#: 14549

NASHVILLE, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHICKASAW CAPITAL MANAGEMENT, LLC

CRD#: 127398 / SEC#: 801-62121

RIA

Registered Investment Advisory firm - (6/12/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/14/2022)

Colorado
(7/21/2021)

Connecticut
(12/3/2013)

Delaware
(1/14/2022)

District of Columbia
(1/14/2022)

Florida
(4/20/2021)

Georgia
(7/11/2025)

Illinois
(1/14/2022)

Indiana
(1/14/2022)

Kentucky
(1/14/2022)

Maine
(2/28/2017)

Maryland
(1/14/2022)

Massachusetts
(2/28/2017)

Michigan
(1/14/2022)

Mississippi
(1/14/2022)

New Hampshire
(2/28/2017)

New Jersey
(12/3/2013)

IAR

New Jersey
(4/22/2015)

New York
(12/3/2013)

North Carolina
(1/14/2022)

Ohio
(6/10/2025)

Pennsylvania
(2/28/2017)

Rhode Island
(12/3/2013)

South Carolina
(1/14/2022)

Tennessee
(12/3/2013)

Texas
(12/3/2013)

Vermont
(12/3/2013)

Virginia
(1/14/2022)

West Virginia
(1/14/2022)

Wisconsin
(2/28/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/31/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/11/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 6/29/2010

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 5/14/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/26/1989

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/10/2005

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CHICKASAW CAPITAL MANAGEMENT, LLC

CRD#: 127398 / SEC#: 801-62121

RIA

Registered Investment Advisory firm - (6/12/2003 Approved)

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Contact information

Main Address

6075 Poplar Ave Suite 720, Memphis, TN 38119

Mailing Address

Phone number

(901) 537-1866

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CCM ADV PART 2A ANNUAL AMENDMENT (3/28/2025)

Regulatory assets under management

Total Number of Accounts	433
AUM (Assets Under Management)	$ 2,529,750,391

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Edward W. Kelly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward William Kelly III's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHICKASAW SECURITIES, LLC

GOLDMAN SACHS & CO. LLC

DEAM INVESTOR SERVICES, INC.

ALLIANCEBERNSTEIN INVESTMENTS, INC.

Primary Firm SEC Registration

CHICKASAW CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/31/2013

Series 63

Date: 5/11/2005

SIE

Date: 10/1/2018

Series 3

Date: 6/29/2010

Series 7

Date: 5/14/2002

Series 6

Date: 10/26/1989

Series 24

Date: 11/10/2005

FINRA

Current Firm

CHICKASAW CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CHICKASAW CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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