Marvin Y. Shiue
Professional summary
Marvin Yue-chin Shiue, who also goes by Marvin Yuechin Shiue, is a registered financial advisor currently at ASIA GLOBAL ASSET MANAGEMENT, INC located in Alameda, California.
Marvin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Marvin has worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Marvin Yue-chin Shiue's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 17, 2009 - Present
ASIA GLOBAL ASSET MANAGEMENT, INC
Office #1: 1024 Santa Clara Avenue, Alameda, CA 94501November 19, 2009 - December 8, 2009
ALTERNATIVE WEALTH STRATEGIES, INC.
February 16, 2007 - February 4, 2009
STRATEGIC WEALTH ADVISORS GROUP
October 5, 2006 - November 23, 2009
FSC SECURITIES CORPORATION
February 19, 2004 - November 23, 2009
FSC SECURITIES CORPORATION
October 16, 2003 - March 5, 2004
ALLSTATE FINANCIAL SERVICES, LLC
December 5, 2001 - November 10, 2003
PRUCO SECURITIES, LLC.
May 25, 2000 - November 26, 2001
SOGOTRADE, INC.
December 6, 1989 - May 11, 2000
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/17/2009)
(12/17/2009)
(8/24/2021)
Exams
Current Firm
ASIA GLOBAL ASSET MANAGEMENT, INC
CRD#: 141786 / SEC#:
Contact information
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