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CL

Charles R. Langhoff

Some features on this profile are disabled
CRD#: 1978682
CL

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Charles Ronald Langhoff, who also goes by Charles R Langhoff, Charlie Langhoff, was a registered financial professional .

Charles is a previously registered financial professional and started their career in finance in 1990. Charles had worked at 9 firms and has passed the Series 63, SIE, Series 50, Series 7, Series 27 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Charles R Langhoff | Charlie Langhoff

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 1, 2008 - July 18, 2017

MUNICIPAL CAPITAL MARKETS GROUP, INC.

BD
CRD#: 107353
GREENWOOD VILLAGE, CO
Past

June 29, 2007 - April 30, 2008

SMITH HAYES FINANCIAL SERVICES CORPORATION

BD
CRD#: 17059
GREENWOOD VILLAGE, CO
Past

March 28, 2007 - September 18, 2014

SPRINGSTED INVESTMENT ADVISORS INCORPORATED

RIA
CRD#: 113920
GREENWOOD VILLAGE, CO
Past

January 1, 2005 - January 12, 2007

D.A. DAVIDSON & CO.

BD
CRD#: 199
DENVER, CO
Past

September 22, 2003 - January 12, 2007

DAVIDSON FIXED INCOME MANAGEMENT, INC.

RIA
CRD#: 127844
DENVER, CO
Past

December 4, 2001 - January 1, 2005

KFS BD, INC.

BD
CRD#: 490
OMAHA, NE
Past

January 1, 1999 - September 24, 2003

LANGHOFF BROOKS, A DIVISION OF KIRKPATRICK PETTIS

RIA
CRD#: 112381
DENVER, CO
Past

March 26, 1990 - November 30, 2001

INVESTMENT RESOURCES NETWORK, INC.

BD
CRD#: 25069
DENVER, CO
Past

February 13, 1990 - April 10, 1990

FLEMMING, ANDERSON, COHEN & LEE, INC.

BD
CRD#: 23121
LITTLETON, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/23/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 7/18/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 50
Date: 2/9/2016
Municipal Advisor Representative Qualification Exam
General Industry/Product Exam
RR
Series 7
Date: 8/19/1989
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 10/5/1989
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/28/1989
General Securities Principal Examination

Current Firm

MC
MUNICIPAL CAPITAL MARKETS GROUP, INC.
MUNICIPAL CAPITAL MARKETS GROUP, INC.

CRD#: 107353 / SEC#: , 8-53038

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
5220 Spring Valley Rd., Ste. 522, Dallas, TX 75254
Mailing Address
5220 Spring Valley Rd., Ste. 522, Dallas, TX 75254
Phone number
(972) 386-0200
Established
Texas since 10/25/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (28 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CORNWALL, FREDERICK REIDPRESIDENT - CCO835429
HARLING, MICHAEL WILLIAMEXEC. V.P.1976368
ANDERSON, JAMES MARTINSR. VICE PRESIDENT850454
WOODLIFF, KAREN SU MCKEEPFO/POO4621874

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MUNICIPAL CAPITAL MARKETS GROUP, INC.

CRD#: 107353

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