Michael K. Mele
Professional summary
Michael Kerry Mele, who also goes by Mike Mele, is a registered financial professional currently at PERSHING ADVISOR SOLUTIONS LLC located in Lake Mary, Florida and PERSHING LLC located in Lake Mary, Florida.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1989. Michael has worked at 9 firms and has passed the Series 63, SIE, Series 6, Series 7, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Kerry Mele's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 19, 2011 - Present
PERSHING ADVISOR SOLUTIONS LLC
Office #1: 300 Colonial Center Parkway 4th Floor, Lake Mary, FL 32746Office #2: 600 Colonial Center Parkway, Lake Mary, FL 32746April 27, 2022 - Present
PERSHING LLC
Office #1: 600 Colonial Center Parkway, Lake Mary, FL 32746Office #2: 300 Colonial Center Parkway, Lake Mary, FL 32746March 26, 2008 - September 23, 2009
COLONIAL BROKERAGE, INC.
June 4, 2007 - October 12, 2007
FIFTH THIRD SECURITIES, INC.
July 20, 1992 - October 29, 2002
CHARLES SCHWAB & CO., INC.
November 5, 1991 - July 22, 1992
DETWILER FENTON WEALTH MANAGEMENT INC
July 16, 1990 - October 14, 1991
IDS LIFE INSURANCE COMPANY
July 16, 1990 - October 14, 1991
AMERIPRISE FINANCIAL SERVICES, LLC
August 22, 1989 - April 7, 1990
JONATHAN ALAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/19/2011)
Exams
Series 8
Date: 6/24/1994
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
PERSHING LLC
CRD#: 7560 / SEC#: , 8-17574
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PERSHING GROUP LLC | HOLDING COMPANY | |
| BADGER, ERIC CHRISTOPHER | BOARD MEMBER | 8040351 |
| CROWLEY, JAMES THOMAS | CHIEF EXECUTIVE OFFICER (CEO), GLOBAL HEAD, BOARD MEMBER | 1087182 |
| DAVID, ERIC CIMARRON | BOARD MEMBER, PRINCIPAL OPERATIONS OFFICER, CHIEF OPERATIONS OFFICER | 3132045 |
| KEARNEY, JAMES FRANCIS III | BOARD MEMBER | 6388373 |
| LOFLING, JASON ROBERT | BOARD MEMBER, CHIEF FINANCIAL OFFICER (CFO), PRINCIPAL FINANCIAL OFFICER (PFO) | 5177277 |
| MAJIYAGBE, ELIZABETH OLAIDE | BOARD MEMBER | 7013772 |
| O'LAUGHLEN, VICTOR FRANCIS JR | BOARD MEMBER | 8041737 |
| SIMMONDS, AINSLIE JANE | BOARD MEMBER | 6047968 |
| VITALE, JASON DOMINICK | BOARD MEMBER | 8038160 |
| YOUNG, LYNN MARIE | CHIEF COMPLIANCE OFFICER | 1982726 |
Disclosures
| Regulatory Event | 74 |
| Arbitration | 32 |
Red Flags
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Company Information
PERSHING LLC
CRD#: 7560Lake Mary, FL 32746TRUST BUT VERIFY
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