Michael J. Jacowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael John Jacowski, who also goes by Michael John Dzikoski, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1989. Michael had worked at 9 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 2008 - October 26, 2012
THE HOERNER PLANNING GROUP, LLC
October 6, 2003 - May 6, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 6, 2003 - May 6, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 9, 2000 - September 11, 2003
OSAIC FA, INC.
June 1, 1998 - September 11, 2003
OSAIC FA, INC.
July 8, 1992 - June 1, 1998
LINCOLN FINANCIAL DISTRIBUTORS, INC.
April 6, 1992 - April 28, 1992
IFG NETWORK SECURITIES, INC.
September 5, 1990 - June 16, 1992
DERAND/PENNINGTON/BASS, INC.
May 9, 1990 - September 5, 1990
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 19, 1989 - December 7, 1989
IDS LIFE INSURANCE COMPANY
September 19, 1989 - December 7, 1989
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
THE HOERNER PLANNING GROUP, LLC
CRD#: 139464 / SEC#: 801-66594
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE HOERNER PLANNING GROUP, LLC
CRD#: 139464 / SEC#: 801-66594
Contact information
SEC notice filing (17 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,654 |
| AUM (Assets Under Management) | $ 1,516,420,782 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/18/2025 | ||
| 02/01/2024 | ||
| 11/01/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
