Paul H. Levine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Harold Levine was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1989. Paul had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2014 - December 31, 2019
WINDHAM FINANCIAL SERVICES, INC.
July 24, 1997 - October 31, 2016
WINDHAM FINANCIAL SERVICES, INC.
May 4, 1994 - January 24, 2014
LIFETIME FINANCIAL STRATEGIES, INC.
June 2, 1993 - August 29, 1997
MEYERS POLLOCK ROBBINS, INC.
May 25, 1993 - June 9, 1993
SMH CAPITAL INVESTMENTS LLC
August 22, 1989 - June 15, 1993
SPERBER ADAMS & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WINDHAM FINANCIAL SERVICES, INC.
CRD#: 35307 / SEC#: 801-70351, 8-46646
Contact information
Regulatory assets under management
| Total Number of Accounts | 58 |
| AUM (Assets Under Management) | $ 13,675,428 |
Red Flags
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