GD
Glenn P. Deal
THRIVENT INVESTMENT MANAGEMENT
Taylorsville, NC 28681
Some features on this profile are disabled
CRD#: 1978148
GD
Professional summary
Glenn Perry Deal JR, who also goes by Glenn Perry Dealdeal Jr, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Taylorsville, North Carolina.
Glenn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Glenn has worked at 1 firm and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Glenn Perry Dealdeal Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I AM ON THE BOARD OF DIRECTORS OF 501C(3) NON-PROFITS: BOY SCOUTS OF AMERICA/ PIEDMONT COUNCIL . THE FIRST MEETS QUARTERLY, BOY SCOUTS-4TH WED AT 6:30PM, I AM ONLY A BOARD MEMBER ON SCOUTS. I HAVE NO FINANCIAL DEALINGS, GIVE NO FINANCIAL ADVICE AND SELL NO PRODUCTS OR SERVICES TO THIS ORGANIZATION. I SPEND NO TIME EXCEPT FOR ATTENDING BOARD MEETINGS. REFORMATION LUTHERAN CHURCH POSITION: Council Member NATURE: I am serving on our Church Council and do not hold an office position. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 443 W Main Ave, Taylorsville NC 28681, United States DESCRIPTION: Attend the monthly meetings. TAYLORSVILLE, NC ROTARY CLUB POSITION: Past President NATURE: Rotary International is a vocational service club. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2021 ADDRESS: P O Box 86, Taylorsville NC 28681, United States DESCRIPTION: I will attend a monthly board of directors meeting for one hour. I am a member of our clubs board of directors and hold the office of President. We have a 7 member board that includes Past President, President Elect, Treasurer and Secretary. NC SYNOD OF ELCA POSITION: Lay Preacher NATURE: I am going to be a Lay Preacher in the NC Synod of the ELCA on or after May 25, 2025. I will only be preaching once or twice a month in small Lutheran congregations on Sunday mornings and will not accept or receive any compensation. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 05/25/2025 ADDRESS: 1988 Lutheran Synod Dr, Salisbury NC 28144, United States DESCRIPTION: I will lead worship and preach sermons once or twice a month in small Lutheran congregations of the ELCA in NC. ALEXANDER COUNTY, NC BOARD OF ELECTIONS POSITION: Board Member NATURE: I would be one of five (5) board members directing the Alexander County, NC Board of Elections INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 08/19/2025 ADDRESS: 370 1st Ave SW, P O Box 326, Taylorsville NC 28681, United States DESCRIPTION: Supervise and direct the paid staff of the Alexander County, NC Board of Elections
CRS (Client Relationship Summary) - RIA
Click below to view Glenn Perry Deal JR's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Glenn Perry Deal JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 21, 2004 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 99 7th St Sw, Taylorsville, NC 28681Office #2: 895 State Farm Rd, Boone, NC 28607RIA
BD
CRD#: 18387
Taylorsville, NC
Current
September 19, 1989 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 99 7th St Sw, Taylorsville, NC 28681Office #2: 895 State Farm Rd, Boone, NC 28607RIA
BD
CRD#: 18387
Taylorsville, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(11/20/2020)
RR
California(1/12/2016)
RR
Florida(11/23/2021)
RR
Georgia(3/22/2010)
RR
Illinois(9/25/2014)
RR
Kentucky(8/13/2020)
RR
Maryland(1/19/2006)
RR
North Carolina(9/20/1989)
IAR
North Carolina(4/21/2004)
RR
South Carolina(2/27/2008)
RR
Tennessee(10/26/2022)
RR
Virginia(9/2/2004)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387Taylorsville, NC 28681TRUST BUT VERIFY
Monitor Glenn Deal
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
