Patrick E. Flynn

WEALTHSPIRE RETIREMENT ADVISORY

Troy, MI 48084

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CRD#: 1978133

Professional summary

Patrick Eugene Flynn, ChFC®, CLU® is a registered financial advisor currently at WEALTHSPIRE RETIREMENT ADVISORY located in Troy, Michigan.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Patrick has worked at 9 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Life, Health & Accident Insurance Sales, Broker, 3001 W. Big Beaver Road, Suite 100, Troy, MI since 01/01/1990 160 hour per month during trading hours 2) ARPWAVE USA, LLC & WAVE CRUSADE DISTRIBUTION LLC, a Passive investor, medical device company 13915 OLD COAST ROAD, UNIT 2106, NAPLES FL 34110,2% shareholder passive investor since 12/10/2018 3) BO & KR HUB RE GROUP, LLC Real Estate 6450 GILBERT LAKE RD, BLOOMFIELD HILLS, MI 48301, 3% shareholder, since 05/05/2023

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Eugene Flynn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

August 27, 2024 - Present

WEALTHSPIRE RETIREMENT ADVISORY

Office #1: 3001 W. Big Beaver Road Suite 100, Troy, MI 48084

RIA

CRD#: 121254

Troy, MI

Past

May 3, 2016 - December 3, 2018

SPC

RIA

CRD#: 110692

Troy, MI

Past

October 29, 2010 - July 11, 2014

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

TROY, MI

Past

January 2, 1998 - July 11, 2014

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

TROY, MI

Past

April 30, 1996 - December 31, 1997

HAAS FINANCIAL PRODUCTS, INC.

CRD#: 24181

SOUTHFIELD, MI

Past

October 6, 1994 - May 28, 1996

VESTAX SECURITIES CORPORATION

CRD#: 10332

HUDSON, OH

Past

November 1, 1993 - October 24, 1994

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

November 1, 1993 - October 24, 1994

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Past

April 16, 1993 - September 17, 1993

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

February 12, 1993 - April 16, 1993

FORTH FINANCIAL SECURITIES, CORPORATION

CRD#: 14363

RICHMOND, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTHSPIRE RETIREMENT ADVISORY

CRD#: 121254 / SEC#: 801-66107

RIA

Registered Investment Advisory firm - (1/31/2006 Approved)

California

Registered Investment Advisory firm - (2/9/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(8/27/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/26/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/10/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 2/10/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WEALTHSPIRE RETIREMENT ADVISORY

CRD#: 121254 / SEC#: 801-66107

RIA

Registered Investment Advisory firm - (1/31/2006 Approved)

California

Registered Investment Advisory firm - (2/9/2006 Terminated)

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Contact information

Main Address

120 Vantis Suite 400, Aliso Viejo, CA 92656

Mailing Address

Phone number

(949) 460-9898

Established

Firm type

Fiscal year end

# of Employees

240

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NFP RETIREMENT (11/20/2025)

Regulatory assets under management

Total Number of Accounts	9,394
AUM (Assets Under Management)	$ 118,031,461,765

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Patrick E. Flynn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Eugene Flynn's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

HAAS FINANCIAL PRODUCTS, INC.

VESTAX SECURITIES CORPORATION

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NEW ENGLAND SECURITIES

FORTH FINANCIAL SECURITIES, CORPORATION

Primary Firm SEC Registration

WEALTHSPIRE RETIREMENT ADVISORY

State Registrations and Notice Filings

Exams

Series 65

Date: 10/26/2010

Series 63

Date: 2/10/1993

Series 6

Date: 2/10/1993

Current Firm

WEALTHSPIRE RETIREMENT ADVISORY

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTHSPIRE RETIREMENT ADVISORY

TRUST BUT VERIFY

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