Stephen G. Stavrides
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen George Stavrides was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1992. Stephen had worked at 1 firm and has passed the Series 7, Series 24 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 1992 - January 30, 2004
GINTEL & CO., LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 5/26/1993
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
GINTEL & CO., LLC
CRD#: 356 / SEC#: , 8-14803
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBERT GINTEL FLORIDA INTANGIBLE TAX TRUST | MEMBER | |
| GERSTEIN, ELLEN JOY | CO-TRUSTEE | 2213371 |
| GERSTEIN, ELLEN JOY | CHIEF FINANCIAL OFFICER | 2213371 |
| GINSBERG, DEBRA LYNN | MEMBER/BRANCH MANAGER/SROP/CROP | 604156 |
| STAVRIDES, STEPHEN GEORGE | CO-TRUSTEE | 1977551 |
| STAVRIDES, STEPHEN GEORGE | PRESIDENT/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | 1977551 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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