Daniel L. Ritz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Lee Ritz JR, who also goes by Bo Ritz Jr, was a registered financial advisor .
Daniel is a previously registered financial advisor and started their career in finance in 1989. Daniel had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 27, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 2014 - February 18, 2015
CAPNET SECURITIES CORPORATION
February 9, 2010 - December 31, 2011
CAPNET ADVISORS INCORPORATED
June 13, 2008 - June 15, 2012
INSTITUTIONAL CAPITAL MANAGEMENT, INC.
May 14, 2004 - December 31, 2009
CAPNET ADVISORS INCORPORATED
September 10, 2002 - June 15, 2012
CAPNET SECURITIES CORPORATION
February 3, 1997 - June 15, 2012
INSTITUTIONAL CAPITAL MANAGEMENT, INC.
January 16, 1997 - April 15, 1997
MEYERS POLLOCK ROBBINS, INC.
January 4, 1995 - April 15, 1997
MEYERS POLLOCK ROBBINS, INC.
December 15, 1994 - December 31, 1994
FIRST ALLIED SECURITIES, INC.
September 19, 1994 - August 29, 1995
FIRST AFFILIATED SECURITIES
June 9, 1993 - August 24, 1994
WESTCAP GOVERNMENT SECURITIES, INC.
May 24, 1993 - September 26, 1994
WESTCAP SECURITIES, L.P.
December 21, 1989 - May 28, 1993
MARCUS, STOWELL & BEYE, INC.
July 31, 1989 - May 28, 1993
MARCUS, STOWELL & BEYE GOVERNMENT SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
CAPNET SECURITIES CORPORATION
CRD#: 23669 / SEC#: , 8-40635
Contact information
Documents
Red Flags
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