Casey S. Copus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Casey S Copus, who also goes by Casey S Copus, was a registered financial professional .
Casey is a previously registered financial professional and started their career in finance in 1989. Casey had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 6, 2016 - April 8, 2020
ALLSTATE FINANCIAL ADVISORS, LLC
July 5, 2016 - April 8, 2020
ALLSTATE FINANCIAL SERVICES, LLC
February 18, 2014 - June 14, 2016
CETERA INVESTMENT ADVISERS LLC
February 18, 2014 - June 14, 2016
CETERA INVESTMENT SERVICES LLC
August 5, 2013 - February 20, 2014
LPL FINANCIAL LLC
August 5, 2013 - February 20, 2014
LPL FINANCIAL LLC
January 24, 2013 - April 25, 2013
EDWARD JONES
January 22, 2013 - April 25, 2013
EDWARD JONES
February 14, 2005 - October 3, 2012
BOK FINANCIAL SECURITIES, INC.
April 28, 2004 - October 3, 2012
BOK FINANCIAL SECURITIES, INC.
August 30, 1999 - April 13, 2004
BANCWEST INVESTMENT SERVICES, INC.
May 17, 1995 - July 23, 1999
BBVA COMPASS INVESTMENT SOLUTIONS, INC
May 30, 1991 - November 2, 1993
FINANCIAL HORIZONS DISCOUNT BROKERAGE, INC.
May 30, 1991 - May 4, 1995
FINANCIAL HORIZONS SECURITIES CORPORATION
August 22, 1989 - May 1, 1991
IDS LIFE INSURANCE COMPANY
August 22, 1989 - May 1, 1991
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
