Michael Halberstadt

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CRD#: 1977458

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Halberstadt was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1989. Michael had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NWF ADVISORY SERVICES POSITION: IAR NATURE: SOLE PROPRIETORSHIP INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/01/2018 ADDRESS: 8383 WILSHIRE BLVD, STE 800, BEVERLY HILLS CA 90211, United States DESCRIPTION: I AM AN IAR OF NWF ADVISORY'S RIA. 2. MHL FINANCIAL SERVICES POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 08/01/1992 ADDRESS: 8383 Wilshire Blvd Ste 800, Beverly Hills CA 90211-2440, United States DESCRIPTION: Write term life and long-term care insurance policies. Also, fixed and variable annuities. 3. MHL FINANCIAL SERVICES POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 80 START DATE: 09/01/1987 ADDRESS: 8383 Wilshire Blvd Ste 800, Beverly Hills CA 90211-2440, United States DESCRIPTION: Prepare individual/corporate/trust tax returns. Provide tax projections. Compile financial statements using QuickBooks. Prepare after-the-fact payroll reports.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 15, 2016 - January 11, 2023

NWF ADVISORY SERVICES INC

RIA

CRD#: 110410

LOS ANGELES, CA

Past

June 2, 2005 - November 20, 2009

OSAIC WEALTH, INC.

RIA

CRD#: 23131

BEVERLY HILLS, CA

Past

July 8, 1997 - November 2, 2010

NWF ADVISORY SERVICES INC

RIA

CRD#: 110410

LOS ANGELES, CA

Past

August 14, 1992 - January 7, 2000

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

August 5, 1992 - December 31, 2022

OSAIC WEALTH, INC.

CRD#: 23131

BEVERLY HILLS, CA

Past

October 20, 1989 - August 19, 1992

LFG SECURITIES, INC.

CRD#: 5374

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NWF ADVISORY SERVICES INC

AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC

CRD#: 110410 / SEC#: 801-55681

RIA

Registered Investment Advisory firm - (6/30/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/28/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/21/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/22/1994

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/22/1989

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 22

Date: 10/18/1989

Direct Participation Programs Representative Examination

Current Firm

NWF ADVISORY SERVICES INC

AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC

CRD#: 110410 / SEC#: 801-55681

RIA

Registered Investment Advisory firm - (6/30/1998 Approved)

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Contact information

Main Address

11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064

Mailing Address

Phone number

(310) 475-5854

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NWF ADV PART 2 A 2024 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	11,979
AUM (Assets Under Management)	$ 3,824,876,751

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael Halberstadt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

OSAIC WEALTH, INC.

NWF ADVISORY SERVICES INC

1717 CAPITAL MANAGEMENT COMPANY

OSAIC WEALTH, INC.

LFG SECURITIES, INC.

Primary Firm SEC Registration

NWF ADVISORY SERVICES INC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/28/2014

Series 63

Date: 3/21/1991

SIE

Date: 10/1/2018

Series 7

Date: 9/22/1994

Series 6

Date: 11/22/1989

Series 22

Date: 10/18/1989

Current Firm

NWF ADVISORY SERVICES INC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NWF ADVISORY SERVICES INC

TRUST BUT VERIFY

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