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Brian N. Minturn

NORTON-BARKLEY ASSET MANAGEMENT
Denver, CO
Some features on this profile are disabled
CRD#: 1977422
BM

Professional summary


Brian Norton Minturn, who also goes by Minturn Norton Brian, Brian N Minturn, is a registered financial advisor currently at NORTON-BARKLEY ASSET MANAGEMENT located in Denver, Colorado.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Brian has worked at 7 firms and has passed the Series 66, Series 63, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Minturn Norton Brian | Brian N Minturn

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Brian Norton Minturn's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 30, 2001 - Present

NORTON-BARKLEY ASSET MANAGEMENT

RIA
CRD#: 113977
Denver, CO
Past

March 27, 2009 - September 25, 2013

INFINIUM INVESTMENT ADVISORS, LLC

RIA
CRD#: 149123
DENVER, CT
Past

June 14, 2000 - August 23, 2000

BEMOS INVESTMENT ADVISORS, L.L.C.

BD
CRD#: 46792
DEERFIELD, IL
Past

December 4, 1995 - July 16, 1997

INVESCO DISTRIBUTORS, INC.

BD
CRD#: 289
Past

May 30, 1995 - July 26, 1995

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SMITHFIELD, RI
Past

September 13, 1994 - December 20, 1995

FIDELITY DISTRIBUTORS CORPORATION

BD
CRD#: 6848
SMITHFIELD, RI
Past

September 25, 1990 - April 2, 1993

AMERICAN CENTURY INVESTMENT SERVICES INC.

BD
CRD#: 17437
KANSAS CITY, MO

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(1/30/2001)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 11/29/2000
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


NA
NORTON-BARKLEY ASSET MANAGEMENT
BRIAN N. MINTURN | NORTON-BARKLEY ASSET MANAGEMENT,LLC | NORTON-BARKLEY ASSET MANAGEMENT

CRD#: 113977 / SEC#:

Colorado
Registered Investment Advisory firm - (1/30/2001 Approved)
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Contact information


Main Address
Denver, CO
Mailing Address
Phone number
(303) 564-4111
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts9
AUM (Assets Under Management)$ 13,851,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


NORTON-BARKLEY ASSET MANAGEMENT

CRD#: 113977Denver, CO

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