Mark J. Jennings
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Joseph Jennings was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2000. Mark had worked at 4 firms and has passed the Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2011 - December 31, 2012
A.B. FINANCIAL L.L.C.
October 22, 2007 - July 15, 2008
FINANCIAL MARKETS OF IBG (USA) LLC
August 23, 2004 - December 7, 2005
ADVANTAGE SECURITIES LLC
July 30, 2001 - October 28, 2001
PAX CLEARING CORPORATION
April 11, 2000 - July 30, 2001
A.B. FINANCIAL L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
A.B. FINANCIAL L.L.C.
CRD#: 37312 / SEC#: , 8-47698
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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