Dimitri Triantafyllides

FOREST CAPITAL

Charlotte, NC

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CRD#: 1977283

Professional summary

Dimitri Triantafyllides is a registered financial advisor currently at FOREST CAPITAL located in Charlotte, North Carolina.

Dimitri is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Dimitri has worked at 10 firms and has passed the Series 63, Series 16 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. SIXTY GUILDERS MANAGEMENT, LLC, 418 COLVILLE RD. CHARLOTTE NC 28207; INVESTMENT RELATED, RECEIVE CONSULTING FEES, NATURE OF BUSINESS: ASSET MANAGEMENT ADVISORY BUSINESS, POSITION: MANAGING PRINCIPAL STARTED MARCH 2008, 100 HOURS/MONTH: 50 OF THESE HOURS DURING TRADING HOURS, DUTIES: PROVIDE BESPOKE SECURITY ANALYSIS AND CONSULTING, MAKING VALUATION RECOMMENDATIONS FOR DEBT AND EQUITY SECURITIES. 2. SIXTY GUILDERS RESEARCH, LLC; 418 COLVILLE RD. CHARLOTTE NC 28207; INVESTMENT RELATED, RECEIVE CONSULTING FEES & LICENSE FEES, NATURE OF BUSINESS: PORTFOLIO ADVISORY BUSINESS, TITLE: MANAGING PRINCIPAL. 50HRS/MONTH: 25 OF THESE HOURS ARE DURING TRADING HOURS, DUTIES: PROVIDE VALUATION AND CREDIT ANALYSIS FOR DEBT AND EQUITY SECURITIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dimitri Triantafyllides's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 4, 2023 - Present

FOREST CAPITAL

RIA

CRD#: 325514

Charlotte, NC

Past

February 21, 2020 - June 15, 2023

BRC WEALTH MANAGEMENT, LLC

RIA

CRD#: 306360

CONCORD, NC

Past

May 7, 2012 - June 30, 2020

FOREST CAPITAL

RIA

North Carolina
(6/4/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/28/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 16

Date: 10/14/1996

NYSE Supervisory Analyst Examination

General Industry/Product Exam

Series 7

Date: 8/19/1989

General Securities Representative Examination

Current Firm

FOREST CAPITAL

FOREST CAPITAL | FOREST CAPITAL OPERATING COMPANY LLC

CRD#: 325514 / SEC#: 801-127542

RIA

Registered Investment Advisory firm - (3/30/2023 Approved)

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Contact information

Main Address

300 Mcgill Ave Nw Ste 200, Concord, NC 28027

Mailing Address

Phone number

(704) 533-9876

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE - 2A (1/8/2025)

Regulatory assets under management

Total Number of Accounts	252
AUM (Assets Under Management)	$ 134,294,975

Red Flags

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Dimitri Triantafyllides

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dimitri Triantafyllides's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRC WEALTH MANAGEMENT, LLC

FOREST CAPITAL

WELLS FARGO SECURITIES, LLC

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION CAPITAL MARKETS CORP.

FIRST UNION CAPITAL MARKETS CORP.

WACHOVIA SECURITIES, INC.

LEHMAN BROTHERS INC.

THE STUART-JAMES COMPANY, INCORPORATED

Primary Firm SEC Registration

FOREST CAPITAL

State Registrations and Notice Filings

Exams

Series 63

Date: 8/28/1989

Series 16

Date: 10/14/1996

Series 7

Date: 8/19/1989

Current Firm

FOREST CAPITAL

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FOREST CAPITAL

TRUST BUT VERIFY

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