Leslie T. Beck
COMPASS WEALTH MANAGEMENT
Rutherford, NJ 07070
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CRD#: 1977103
Professional summary
Leslie Theresa Beck, CFP®, who also goes by Leslie T Beck, Leslie Theresa Scarlatelli, is a registered financial advisor currently at COMPASS WEALTH MANAGEMENT, LLC located in Rutherford, New Jersey and STRATEGIC BLUEPRINT, LLC located in Rutherford, New Jersey.
Leslie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Leslie has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Leslie T Beck | Leslie Theresa Scarlatelli
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. STRATEGIC BLUEPRINT, LLC - INVESTMENT RELATED - 9 LINCOLN AVENUE, GROUND FLOOR RUTHERFORD, NJ 07070 - REGISTERED INVESTMENT ADVISER - INVESTMENT ADVISER REPRESENTATIVE - 01/01/2018 - 100 HOURS/MONTH, DURING TRADING - INVESTMENT ADVISORY SERVICES.
2. COMPASS WEALTH MANAGEMENT - INVESTMENT RELATED - 9 LINCOLN AVENUE, GROUND FLOOR RUTHERFORD, NJ 07070 - REGISTERED INVESTMENT ADVISER - OWNER - 11/01/2013 - 10 HOURS/MONTH, DURING TRADING - FINANCIAL PLANNING, INVESTMENT ADVICE.
3. 379 ASSOCIATES LLC - NOT INVESTMENT RELATED - 14 KOSSUTH ST WALLINGTON NJ 07057 - SMALL BUSINESS CONSULTING, PERSONAL AND BUSINESS COACHING, MISCELLANEOUS SMALL BUSINESS ASSISTANCE - PARTNER - 10/01/2007 - 5 HOURS/MONTH NONE DURING TRADING HOURS - PROVIDING CONSULTING AND OTHER SERVICES TO SMALL BUSINESSES; FULFILLMENT COACHING TO HELP CLIENTS ACHIEVE THEIR FULL POTENTIAL, BOTH PROFESSIONALLY AND PERSONALLY
4.FIXED INSURANCE - NOT INVESTMENT RELATED - 9 LINCOLN AVE RUTHERFORD, NJ 07070 - FIXED INSURANCE SALES AND SERVICE, AMOUNT OF ACTIVITY VARIES CONSIDERABLY YEAR TO YEAR DEPENDING ON CLIENT NEED - AGENT - 01/2005 - 0-3 HOURS/MONTH, DURING TRADING - SALES AND SERVICE.
CRS (Client Relationship Summary) - RIA
Click below to view Leslie Theresa Beck's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
February 23, 2007 - Present
COMPASS WEALTH MANAGEMENT, LLC
Office #1: 9 Lincoln Avenue, Rutherford, NJ 07070RIA
CRD#: 136273
Rutherford, NJ
Current
January 23, 2018 - Present
STRATEGIC BLUEPRINT, LLC
Office #1: 9 Lincoln Ave, Rutherford, NJ 07070RIA
CRD#: 284840
Rutherford, NJ
Past
January 3, 2007 - December 31, 2019
THE STRATEGIC FINANCIAL ALLIANCE, INC.
RIA
CRD#: 126514
Rutherford, NJ
Past
September 2, 2005 - January 4, 2021
THE STRATEGIC FINANCIAL ALLIANCE, INC.
BD
CRD#: 126514
Rutherford, NJ
Past
April 25, 2005 - September 12, 2005
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
April 25, 2005 - September 12, 2005
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
February 17, 1994 - March 11, 1996
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
April 27, 1992 - August 17, 1993
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
October 23, 1990 - May 21, 1992
PRUDENTIAL RETIREMENT SERVICES, INC.
BD
CRD#: 25058
NEWARK, NJ
Past
November 22, 1989 - November 2, 1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
BD
CRD#: 680
NEWARK, NJ
Past
November 22, 1989 - November 2, 1990
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SB
STRATEGIC BLUEPRINT, LLC
BEE STREET ADVISORY GROUP | THE RETIREMENT COACH | THE BAKER FINANCIAL GROUP | STRATEGIC BLUEPRINT, LLC | SHERPA FINANCIAL ADVISORS | PREHMUS FINANCIAL PARTNERS | OAKPOINT INVESTMENT PARTNERS | MIDWEST WEALTH MANAGEMENT | METAPARADIGM WEALTH MANAGEMENT | LIFE INCOME | LFA PRIVATE WEALTH MANAGEMENT | LEHNER SHOPE WEALTH GROUP | KEEN & POCOCK FINANCIAL PARTNERS | GOODWIN WEALTH | GENCREST CAPITAL PARTNERS | FAMILY WEALTHCARE | DESERT GROVE INVESTMENTS | CORNERSTONE WEALTH MANAGEMENT | COMPASS WEALTH MANAGEMENT | COMPASS FINANCIAL SERVICES | CLARITY FINANCIAL ADVISORS | BOURNE FINANCIAL COACHING | BENKO FINANCIAL SERVICES
CRD#: 284840 / SEC#: 801-108531
RIA
Registered Investment Advisory firm - (10/28/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(2/23/2007)
IAR
Texas(11/9/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
SB
STRATEGIC BLUEPRINT, LLC
BEE STREET ADVISORY GROUP | THE RETIREMENT COACH | THE BAKER FINANCIAL GROUP | STRATEGIC BLUEPRINT, LLC | SHERPA FINANCIAL ADVISORS | PREHMUS FINANCIAL PARTNERS | OAKPOINT INVESTMENT PARTNERS | MIDWEST WEALTH MANAGEMENT | METAPARADIGM WEALTH MANAGEMENT | LIFE INCOME | LFA PRIVATE WEALTH MANAGEMENT | LEHNER SHOPE WEALTH GROUP | KEEN & POCOCK FINANCIAL PARTNERS | GOODWIN WEALTH | GENCREST CAPITAL PARTNERS | FAMILY WEALTHCARE | DESERT GROVE INVESTMENTS | CORNERSTONE WEALTH MANAGEMENT | COMPASS WEALTH MANAGEMENT | COMPASS FINANCIAL SERVICES | CLARITY FINANCIAL ADVISORS | BOURNE FINANCIAL COACHING | BENKO FINANCIAL SERVICES
CRD#: 284840 / SEC#: 801-108531
RIA
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Contact information
Main Address
2200 Century Parkway Suite 500, Atlanta, GA 30345
Mailing Address
Phone number
(678) 954-4130
Established
Firm type
Fiscal year end
# of Employees
57
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 9,067 |
| AUM (Assets Under Management) | $ 2,671,662,109 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
