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RM

Robert L. Milan

TCFG INVESTMENT ADVISORS
Canton, OH 44702
Some features on this profile are disabled
CRD#: 1976894
RM

Professional summary

Robert Lee Milan II, who also goes by Robert Lee (ii) Milan, is a registered financial advisor currently at TCFG INVESTMENT ADVISORS, LLC located in Canton, Ohio and TCFG WEALTH MANAGEMENT, LLC located in Canton, Ohio.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Robert has worked at 5 firms and has passed the SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Robert Lee (ii) Milan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Milan & Associates LLC | 1/1/2017 | Not investment related | Tax preparer | 116 Cleveland Ave NW Ste 317 Canton, OH 44702 | 5 hours/month | Prepare taxes for individuals, small businesses and corporations | TCFG Investment Advisors, LLC | 12/2017 | Investment related | IA Rep | 28202 Cabot Rd, Ste. 300, Laguna Niguel, CA 92677 | TCFG Insurance Solutions, LLC | Not investment related | 12/2017 | Insurance Agent | 28202 Cabot Rd, Ste. 300, Laguna Niguel, CA 92677 |

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Lee Milan II's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 22, 2017 - Present

TCFG INVESTMENT ADVISORS, LLC

Office #1: 116 Cleveland Ave, N.w., Ste 317, Canton, OH 44702
RIA
CRD#: 166606
Canton, OH
Current

December 22, 2017 - Present

TCFG WEALTH MANAGEMENT, LLC

Office #1: 116 Cleveland Ave, Nw, Ste. 317, Canton, OH 44702
BD
CRD#: 164153
Canton, OH
Past

October 18, 2013 - November 9, 2017

NATIONAL PLANNING CORPORATION

RIA
CRD#: 29604
CANTON, OH
Past

September 24, 2013 - November 9, 2017

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
CANTON, OH
Past

August 2, 2002 - May 16, 2013

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
CANTON, OH
Past

February 12, 1999 - July 3, 2006

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

February 12, 1999 - May 16, 2013

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
CANTON, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
TCFG INVESTMENT ADVISORS, LLC
TCFG INVESTMENT ADVISORS, LLC | TCFG WEALTH MANAGEMENT, LLC

CRD#: 166606 / SEC#: 801-77596

RIA
Registered Investment Advisory firm - (2/9/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Ohio
(12/22/2017)
IAR
Ohio
(12/22/2017)

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/11/1999
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TI
TCFG INVESTMENT ADVISORS, LLC
TCFG INVESTMENT ADVISORS, LLC | TCFG WEALTH MANAGEMENT, LLC

CRD#: 166606 / SEC#: 801-77596

RIA
Registered Investment Advisory firm - (2/9/2013 Approved)
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Contact information

Main Address
28202 Cabot Rd Suite 300, Laguna Niguel, CA 92677
Mailing Address
Phone number
(949) 365-5830
Established
Firm type
Fiscal year end
# of Employees
27

SEC notice filing (44 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TCFG IA PART IIA BROCHURE - JUNE 2024 (3/31/2025)
WRAP BROCHURE - MARCH 2024 (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,344
AUM (Assets Under Management)$ 575,111,609

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TCFG INVESTMENT ADVISORS, LLC

CRD#: 166606Canton, OH 44702

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