Young Lee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Young Lee, who also goes by George Lee, was a registered financial professional .
Young is a previously registered financial professional and started their career in finance in 1990. Young had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2016 - September 21, 2017
WEALTHMATIC CAPITAL MANAGEMENT
November 23, 2011 - December 12, 2012
JEFFERIES LLC
January 1, 2004 - November 23, 2011
JEFFERIES BACHE SECURITIES, LLC
October 1, 2002 - January 1, 2004
PRUDENTIAL EQUITY GROUP, LLC
November 13, 1990 - October 23, 1991
RINFRET SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WEALTHMATIC CAPITAL MANAGEMENT
CRD#: 285150 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
