Joshua S. Neren
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joshua Scott Neren was a registered financial professional .
Joshua is a previously registered financial professional and started their career in finance in 1989. Joshua had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2019 - September 16, 2020
AMA SECURITIES LLC
October 1, 2008 - April 23, 2019
J.P. MORGAN SECURITIES LLC
April 25, 2002 - October 1, 2008
J.P. MORGAN SECURITIES INC.
March 6, 2002 - April 30, 2002
RBC CAPITAL MARKETS CORPORATION
September 3, 1994 - April 5, 2000
J.P. MORGAN SECURITIES LLC
June 25, 1993 - September 1, 1993
CREDIT SUISSE SECURITIES (USA) LLC
April 30, 1990 - July 27, 1992
JEFFERIES LLC
November 21, 1989 - March 13, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AMA SECURITIES LLC
CRD#: 45988 / SEC#: , 8-51263
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
