Lee W. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lee Winchester Johnson, who also goes by Lee W Johnson, Lee Johnson, Leon Able Winchester Johnson, Leon Johnson Jr, Leon Johnson, was a registered financial professional .
Lee is a previously registered financial professional and started their career in finance in 1989. Lee had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2010 - October 8, 2012
VIEWTRADE SECURITIES, INC.
January 5, 2007 - March 31, 2010
J.P. TURNER & COMPANY, L.L.C.
September 8, 2003 - January 5, 2007
GUNNALLEN FINANCIAL, INC
June 8, 1999 - September 22, 2003
CROWN FINANCIAL GROUP, INC.
August 6, 1998 - May 28, 1999
STUART, COLEMAN & CO., INC.
May 11, 1995 - August 10, 1998
H.J. MEYERS & CO., INC.
September 8, 1994 - May 12, 1995
A. R. BARON & CO., INC.
March 17, 1994 - August 18, 1994
D. H. BLAIR & CO., INC.
December 10, 1992 - March 18, 1994
H.J. MEYERS & CO., INC.
November 6, 1989 - December 17, 1992
D. H. BLAIR & CO., INC.
August 22, 1989 - October 12, 1989
MADISON CHAPIN ASSOCS., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VIEWTRADE SECURITIES, INC.
CRD#: 46987 / SEC#: , 8-51605
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 18 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
