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EG

Edward J. Gilmartin

NORTHEAST ADVISORY GROUP
Scranton, PA 18503
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CRD#: 1976767
EG

Professional summary


Edward J Gilmartin, AIF®, who also goes by Ed Gilmartin, is a registered financial advisor currently at NORTHEAST ADVISORY GROUP, LLC located in Scranton, Pennsylvania.

Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Edward has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Ed Gilmartin

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 8/8/2008 - REAL ESTATE RENTAL - GILMARTIN PROPERTIES, LLC - GILMARTIN PRORERTIES OWNS AN OFFICE BUILDING WHICH IS OCCUPIED BY EDWARD J GILMARTIN AND HIS SON WHO OPERATES A SEPARATE BUSINESS. - TIME SPENT 1% - SCRANTON, PA. 2). Insurance Agent; Investment-Related; Scranton, PA; START DATE 03/25/2016; Duties include offering insurance products and services to clients and prospects. ___ hr/mo; ___ hr during security trading hours. 3) 03/2018; Northeast Benefit Administrators, LLC; Investment Related; Scranton, Pa; Benefit Consultant; ___ hr/mo; ___ hr during security trading hours.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Edward J Gilmartin's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Experience


Current

September 10, 2019 - Present

NORTHEAST ADVISORY GROUP, LLC

Office #1: 428 Lackawanna Avenue, Scranton, PA 18503
RIA
CRD#: 287954
Scranton, PA
Past

September 26, 2016 - March 20, 2018

LPL FINANCIAL LLC

RIA
CRD#: 6413
SCRANTON, PA
Past

November 6, 2007 - March 20, 2018

LPL FINANCIAL LLC

BD
CRD#: 6413
SCRANTON, PA
Past

May 25, 2000 - December 3, 2007

AMERITAS INVESTMENT COMPANY, LLC

BD
CRD#: 14869
SCRANTON, PA
Past

August 14, 1996 - May 18, 2000

CADARET, GRANT & CO., INC.

BD
CRD#: 10641
SYRACUSE, NY
Past

March 21, 1996 - June 13, 1996

1717 CAPITAL MANAGEMENT COMPANY

BD
CRD#: 4082
NEWARK, DE
Past

January 1, 1996 - March 25, 1996

FIRST SECURITY INVESTMENTS, INC.

BD
CRD#: 24035
KINGSTON, PA
Past

October 23, 1989 - January 3, 1996

GUARDIAN INVESTOR SERVICES LLC

BD
CRD#: 6635
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Pennsylvania
(9/10/2019)

Exams


State Security Law Exam
IAR
Series 65
Date: 8/5/1996
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


NA
NORTHEAST ADVISORY GROUP, LLC
NORTHEAST ADVISORY GROUP, LLC

CRD#: 287954 / SEC#:

Pennsylvania
Registered Investment Advisory firm - (6/9/2017 Approved)
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Contact information


Main Address
428 Lackawanna Avenue, Scranton, PA 18503
Mailing Address
Phone number
(570) 343-0800
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts139
AUM (Assets Under Management)$ 51,861,967

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


NORTHEAST ADVISORY GROUP, LLC

CRD#: 287954Scranton, PA 18503

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