Alex D. Forester
Professional summary
Alex Duain Forester was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Alex is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Alex had worked at 9 firms, which includes CAMDEN SECURITIES INC., DIRECT CAPITAL SECURITIES INC., THE CAMELOT GROUP INC., WILLIAM LAWRENCE SECURITIES INC., TOLUCA PACIFIC SECURITIES CORP., LAZAR FREDERICK & COMPANY, KENNEDY CABOT & CO., MORGAN STANLEY DW INC., THE STUART-JAMES COMPANY INCORPORATED.
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 2003 - September 24, 2003
CAMDEN SECURITIES, INC.
February 12, 2001 - April 2, 2001
DIRECT CAPITAL SECURITIES, INC.
March 6, 2000 - February 9, 2001
CAMDEN SECURITIES, INC.
September 21, 1998 - December 17, 1998
CAMDEN SECURITIES, INC.
March 20, 1997 - July 30, 1997
THE CAMELOT GROUP, INC.
July 1, 1994 - March 30, 1995
WILLIAM LAWRENCE SECURITIES, INC.
May 10, 1994 - May 17, 1994
TOLUCA PACIFIC SECURITIES CORP.
July 20, 1993 - August 23, 1993
LAZAR FREDERICK & COMPANY
April 26, 1993 - August 5, 1993
WILLIAM LAWRENCE SECURITIES, INC.
September 28, 1992 - March 24, 1993
KENNEDY, CABOT & CO.
February 5, 1990 - August 21, 1991
MORGAN STANLEY DW INC.
September 20, 1989 - December 21, 1989
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
CAMDEN SECURITIES, INC.
CRD#: 18305 / SEC#: , 8-36436
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
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